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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by James Duncan ordered by Published Date Descending.
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FINRA Proposes Substantive And Organizational Amendments To Corporate Financing Rule
On April 25, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") filed proposed amendments to FINRA Rule 5110.
United States
19 Jun 2019
2
ISDA Proposes Amendments To The 2014 ISDA Credit Derivatives Definitions Relating To Narrowly Tailored Credit Events
On March 6, 2019, the International Swaps and Derivatives Association (ISDA) published proposed amendments to the 2014 ISDA Credit Derivatives Definitions relating to so-called NTCEs.
United States
29 Apr 2019
3
EMIR Refit: Impact Of The Reclassification Of Funds
The EU proposals to amend technical aspects of the European Market Infrastructure Regulation (EMIR), known colloquially as ‘EMIR 2.1' or ‘EMIR Refit', have been politically agreed.
European Union
15 Apr 2019
4
EMIR Review: A New Extraterritorial Expansion To Third-Country Funds?
Last week, the European Commission published proposals to amend the European Market Infrastructure Regulation (EMIR), which is the main piece of EU legislation governing derivatives markets.
United States
16 May 2017
5
Brexit And Other Key Issues For CFOs And Corporate Treasurers
On June 23, 2016, the UK electorate voted to leave the European Union in an advisory Referendum.
United States
14 Jul 2016
6
Brexit: What Does The Vote Mean For Business?
Today, it was announced that the UK public has voted to leave the European Union. There will now be a negotiation of a new relationship between the UK and Europe.
UK
24 Jun 2016
7
EU Clearing Obligation For Interest Rate Swaps Set For June 2016
The obligation for central clearing of OTC derivatives under the European Market Infrastructure Regulation will apply from June 2016.
European Union
15 Dec 2015
8
EU Clearing Obligation For Interest Rate Swaps Looms
Implementation of the obligation for central clearing of OTC derivatives under the European Market Infrastructure Regulation now seems imminent.
European Union
27 Aug 2015
9
Update On Third-Country Equivalence Under EMIR
This paper summarises the equivalence decisions and technical advice that has been produced to date.
Worldwide
1 Jun 2015
10
Bank Recovery And Resolution Directive – Implications For Repo And Derivative Counterparties
The Bank Recovery and Resolution Directive (BRRD)1introduces an EU-wide regime for recovery and resolution planning for, and for resolution action to be taken...
United States
14 May 2015
11
Scotland: The Succession Event Question
In this note we analyse some of the consequences for sovereign CDS resulting from a vote for Scottish independence.
UK
23 Sep 2014
12
Timing And Scope Of EU Clearing Obligation For Derivatives
The European Securities and Markets Authority is consulting on the mandatory clearing obligation for certain derivatives.
European Union
23 Jul 2014
13
Initial Swap Trading Requirements Come Into Effect—Limited Relief For Packaged Trades And Some EU Facilities
The Commodity Futures Trading Commission has imposed for the first time a requirement that certain swaps be traded on a regulated market.
European Union
18 Feb 2014
14
Actions Required For Corporates Under Derivatives Reforms – Europe Update
The European Market Infrastructure Regulation imposes new reporting, clearing, collateral and conduct of business requirements on all derivatives market participants which are based in the EU or deal with EU counterparties.
European Union
18 Feb 2014
15
ESMA Advice On Third-Country Equivalence Under EMIR, II
On 3 September, ESMA published its first technical advice to the European Commission on the equivalence of the US and Japanese derivatives frameworks to the EU rules.
United States
28 Oct 2013
16
ESMA Advice On Third-Country Equivalence Under EMIR
Clarity to market participants on the equivalence of derivatives rules to European requirements has been much anticipated.
United States
12 Sep 2013
17
ESMA Consults On Extraterritoriality
The extraterritorial effect of new financial regulation is a controversial issue, fundamental to the business of banks, brokers, funds and their clients.
United States
8 Aug 2013
18
Actions Required Under Derivatives Reforms
The first wave of financial regulatory change affecting banks, brokers and their users is in the field of derivatives.
United States
6 Aug 2013
19
SEC Issues Proposed Rules On Cross-Border Security-Based Swap Activities
The SEC has proposed a long-awaited set of rules that provides its own contribution to the running debate over how US rules should apply to cross-border activity in derivatives.
United States
1 Jul 2013
20
CFTC Grants No-Action Relief From Clearing Requirement For Certain Treasury Affiliates
The Division of Clearing and Risk of the US Commodity Futures Trading Commission recently granted limited no-action relief from the mandatory clearing requirement for swaps entered into by certain treasury affiliates within non-financial corporate groups.
United States
1 Jul 2013
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