Searching Content indexed under Securitization & Structured Finance by Morgan Lewis ordered by Published Date Descending.
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SEC Grants Section 3(C)(5)(C) Relief To Depositor Of Mortgage Securitization Trusts
The US Securities and Exchange Commission staff has confirmed that a depositor of mortgage securitization trusts may rely on the exclusion from registration provided by Section 3(c)(5)(C)...
United States
28 Feb 2018
Second Circuit Overturns Fraud Convictions In United States V. Litvak
The Second Circuit found no proof of material misrepresentations as to some charges, and held that expert testimony was improperly excluded as to others.
United States
14 Dec 2015
FINRA Releases Revised 4210 Margin Rule Proposal
The reproposed amendments to Rule 4210 attempt to address commenters' concerns that the original proposed rule would impact business activity in the TBA market.
United States
21 Oct 2015
Community Bank TruPS CDOs Exempted From The Volcker Rule
Interim final rule exempts collateralized debt obligation vehicles that hold qualifying community bank trust preferred securities from the private fund sponsorship and investment prohibitions.
United States
23 Jan 2014
U.S. Supreme Court: Investors Can Seek Class Action Status Without Proving Loss Causation
In Erica P. John Fund, Inc. v. Halliburton Co., 563 U.S. __ (June 6, 2011), the U.S. Supreme Court resolved a split in the lower courts as to whether securities fraud plaintiffs must prove loss causation to obtain class certification, ruling in a unanimous opinion that such proof is not a prerequisite to obtaining class certification in a securities fraud case.
United States
13 Jun 2011
New Uses For Utility Securitization Bonds In The Absence Of Traditional Rate Recovery
Since the 1990s, utility companies have used securitizations as a financing technique to recover costs that may not be includable in rate base.
United States
16 Mar 2010
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