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Searching Content indexed under Securitization & Structured Finance by Sheppard Mullin Richter & Hampton ordered by Published Date Descending.
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It's All About Capital
In 2018, securitization provided an estimated $13.1 trillion in financing. Contrast that with the US $10.24 trillion issued at the end of the 2nd quarter of 2008
United States
14 Aug 2019
2
FINRA Announces 2019 Regulatory Priorities
On January 22, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") released its annual priorities letter highlighting its regulatory program's points of emphasis for the coming year.
United States
5 Feb 2019
3
"Airing Out The Denny Crane Room": Recent SEC Action Emphasizes Need For Effective Disclosure Controls And Procedures For Executive Perquisites
The SEC seeks to have the CEO pay civil money penalties and be barred from any officer or director role with any issuer of registered securities.
United States
29 Aug 2018
4
California Supreme Court Opens Door For Wrongful Foreclosure Lawsuits And Challenges To Transfers Of Mortgages: Practical Implications And Options Moving Forward
Securitization trusts have typically provided for assignments of deeds of trust or mortgages to be completed in blank.
United States
9 Mar 2016
5
Second Circuit Notes Split With Ninth Circuit Over Whether Failure To Make Adequate Disclosures Under Item 303 Of Regulation S-K May Serve As Basis For A Section 10(b) Claim
In Stratte-McClure v. Morgan Stanley, the United States Court of Appeals for the Second Circuit affirmed the dismissal of securities fraud claims against Morgan Stanley.
United States
3 Feb 2015
6
Tenth Circuit Finds That Jury Must Determine Whether "Notes Are Securities" In A Securities Fraud Action
In United States v. McKye, No. 12-6108, 2013 U.S. App. LEXIS 17297 (10th Cir. Aug. 20, 2013), the United States Court of Appeals for the Tenth Circuit reversed the conviction of Brian William McKye for securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b).
United States
29 Oct 2013
7
All Residential Mortgage Backed Securities Cases To Be Assigned To Justice Friedman Of The Commercial Division
Justice Marcy Friedman of the Commercial Division in Manhattan will now be assigned any new case filed in New York Supreme Court that alleges fraud or misrepresentation arising out of the creation or sale of residential mortgage backed securities.
United States
13 Jun 2013
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