Search
Searching Content indexed under Securitization & Structured Finance by J. Paul Forrester ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
ARRC Releases Fallback Language For Syndicated Loans And Floating Rate Notes
On April 25th, the Alternative Reference Rates Committee, an advisory committee of the New York Federal Reserve Bank (ARRC),
United States
15 May 2019
2
Utility Tariff Bonds For Coal and Other Electrical Generating Plant Retirements In Montana?
Montana may be, like New Mexico and possibly Colorado,1 permitting utility tariff bonds related to certain electrical generating plant retirements.
United States
26 Apr 2019
3
Utility Tariff Bonds For Storm Recovery In North CarolinaŚComing To Your State Soon?
Joining other coastal states (including Florida, Louisiana and Texas1), North Carolina (NC) is considering permitting utility tariff bonds for storm recovery.
United States
25 Apr 2019
4
Connecticut Green Bank Monetizes Solar Renewable Energy Certificates In A Rated Securitization
According to a related presale report (and as had been announced in an earlier request for proposal), the Connecticut Green Bank (Green Bank)
United States
28 Mar 2019
5
Catastrophic Wildfire RecoveryŚNewest Type Of Utility Tariff Bond
With Governor Brown's approval on September 21, 2018, California's SB 901
United States
29 Nov 2018
6
CFTC Permanently Sets The Swap Dealer De Minimis Threshold At $8 Billion And Determines Not To Adopt Other Proposed Changes
On November 5, 2018, the US Commodity Futures Trading Commission ("CFTC") finalized an amendment to the de minimis exception within the swap dealer ("SD") definition ("SD Threshold Amendment").
United States
22 Nov 2018
7
SEC Proposes Permanent Exemption From Rule 17g-5 For Certain Non-US Issuers
On September 26, 2018, the US Securities and Exchange Commission (SEC) proposed a permanent exemption from Rule 17g-5 ...
United States
1 Oct 2018
8
It's All Part Of The (Paced LIBOR Transition) Plan: ARRC Releases Two Consultations For Certain Cash Products, Securitization To Follow Soon
On September 24, 2018, the Federal Reserve Bank of New York's Alternative Reference Rates Committee (ARRC) ...
United States
28 Sep 2018
9
The Recent Golub Capital BDC No-Action Letter: Certainly Welcome, But Was It Really Necessary?
The September 7, 2018 Golub Capital BDC no-action letter (Golub letter) issued by the Division of Investment Management (IM) of the US Securities and Exchange Commission (SEC)
United States
17 Sep 2018
10
US Securities And Exchange Commission Proposes Liquidity Management Reforms For Open-End And Exchange-Traded Funds
The US Securities and Exchange Commission (SEC or Commission) has approved certain proposed rule reforms designed to enhance effective liquidity risk management by open-end funds, including mutual funds and exchange-traded funds (ETFs).
United States
29 Sep 2015
11
US Securities And Exchange Commission Grants Conditional No-Action Relief From Credit Risk Retention For Legacy CLO Refinancings
In response to a request by Crescent Capital Group, the US Securities and Exchange Commission has issued conditional no action relief from otherwise applicable credit risk retention requirements under the related Credit Risk Retention final rule that would apply to certain legacy collateralized loan obligation (CLO) transactions (that priced before the publication of the final rule) for certain refinancings that occur after the effective date of the final rule
United States
20 Jul 2015
12
Regulatory Briefing Book Issue IV: Credit Risk Retention Final Rule
Mayer Brown LLP is pleased to announce the publication of an in-depth review of the final credit risk retention rules, prepared in collaboration with the Structured Finance Industry Group.
United States
12 Dec 2014
13
CFTC Issues No-Action Relief to Manager of a Collateralized Loan Obligation for Failure to Register as a Commodity Trading Advisor
By Letter No. 14-57 dated April 11, 2014 (Letter), the US Commodity Futures Trading Commission (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) staff granted no-action relief to a manager (Manager) ..
United States
29 Apr 2014
14
FINRA Amends Proposal For TRACE Reporting For Most Asset-Backed Securities And Excludes CDOs (Including CLOs) And Non-Agency-Backed CMBS
On February 14, 2014, the Financial Industry Regulatory Authority (FINRA) filed a response to comments submitted by the Securities Industry and Financial Markets Association (SIFMA) to the Securities and Exchange Commission (SEC) regarding FINRAĺs Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities (the Proposal).
United States
25 Feb 2014
15
US Securities And Exchange Commission Clarifies And Expands Its Interpretation Of "Knowledgeable Employee" Under The US Investment Company Act
On February 6, 2014, the Staff of the Division of Investment Management of the Securities and Exchange Commission ("SEC") issued the Managed Funds Association (the "MFA) a no-action letter (the "MFA Letter") clarifying and expanding the SECĺs interpretation of the defined term "Knowledgeable Employee" in Rule 3c-5 under the Investment Company Act of 1940 (as amended, the "Investment Company Act").
United States
21 Feb 2014
16
The Volcker RuleŚApplication To Securitization Transactions
The federal financial agencies on December 10, 2013, approved joint final regulations (the "Final Regulation") implementing section 619 of the Dodd-Frank Act, commonly referred to as the Volcker Rule.
United States
20 Dec 2013
17
FINRA Proposes TRACE Reporting For Most Asset-Backed Securities
On October 31, 2013, the US Financial Industry Regulatory Authority (FINRA) filed with the US Securities and Exchange Commission a proposed rule change to amend FINRA Rule 6700 Series and the related Trade Reporting and Compliance Engine (TRACE) dissemination protocols to disseminate additional Asset-Backed Securities transactions and, concomitantly, to reduce the reporting periods for such securities.
United States
5 Nov 2013
18
Securitization Provisions Contained In Final Rule To Implement Basel III Regulatory Capital Framework In The United States
As noted in our recent Legal Update, the Final Rule generally adopted the rules for the treatment of securitization exposures under the regulatory capital framework that had been previously proposed5 without significant change, except as noted below.
United States
24 Jul 2013
19
CFTC Further Clarifies Commodity Pool Treatment For Certain Securitizations And Provides Additional No-Action Relief For Others
On December 7, 2012, the Division of Swap Dealer and Intermediary Oversight (Division) of the Commodity Futures Trading Commission (CFTC) issued interpretation and no-action letter No. 12-45.
United States
11 Dec 2012
20
CFTC Clarifies Commodity Pool Treatment For Certain Securitizations And Provides Time-Limited No-Action Relief For Others
On October 11, 2012, the Division of Swap Dealer and Intermediary Oversight (Division) of the Commodity Futures Trading Commission (CFTC) issued interpretation letter No. 12-14, "Request for Exclusion from Commodity Pool Regulation for Securitization Vehicles" (the CFTC Securitization Interpretation Letter), to the American Securitization Forum (ASF) and the Securities Industry and Financial Markets Association (SIFMA).
United States
22 Oct 2012
Links to Result pages
 
1 2  
>>Next