Search
Searching Content indexed under Fund Management/ REITs by Borden Ladner Gervais LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8  
>>Next
 
Title
Country
Organisation
Author
Date
1
Register Before It's Too Late: New Qst Registration Requirements For Non-Residents Of Québec
As of September 1, 2019, non-Québec resident Canadian investment fund managers, portfolio managers and dealers may be required to register for QST.
Canada
30 Aug 2019
2
OSC Settles First Ever Case Regarding Best Execution Obligation For Advisers
On July 19, 2019, the Ontario Securities Commission (OSC) approved a settlement with Caldwell Investment Management Ltd. (CIM) over failures to comply with the best execution obligation
Canada
6 Aug 2019
3
Concrete Regulatory Burden Reduction From The OSC: A Great Start (Maybe Not As Good As We Had Hoped)
In its Statement of Priorities for the financial year ending March 31, 2020, the Ontario Securities Commission (OSC) explain that one of its key goals is to work on ways to reduce regulatory burden
Canada
31 Jul 2019
4
Fixing The Securities Industry Plumbing — The CSA Announce Plans For A New Issuer Electronic Filing System To Be Operational By 2021
The CSA recently announced their progress in developing a new integrated national information and filing system, which would replace existing electronic filing systems, including the SEDAR, the SEDI, the NRD and...
Canada
21 Jun 2019
5
OSC Refuses Prospectus Receipt For Bitcoin Fund
The Director of the Ontario Securities Commission published a letter outlining his view on the issuance of a receipt to 3iQ Corp. for a preliminary prospectus in respect of The Bitcoin Fund.
Canada
9 Apr 2019
6
BLG's Securities Law Resources
BLG's Investment Management Group is pleased to share our updated Investment Fund Rules Book with our clients and friends.
Canada
20 Feb 2019
7
Can A Breach Of Trust Be Innocent?
In 1996, Mr. Herjavec set up a family trust, and settled $100 into the trust. The next year, he transferred 75% of his shares in his growing company, Brak Enterprises ("Brak"), into the trust.
Canada
4 Feb 2019
8
OSC Seeks Input On Ways To Reduce Regulatory Burdens
The OSC explains that its regulatory burden reduction efforts are intended to support the Ontario government's Open for Business Action Plan.
Canada
28 Jan 2019
9
Important GST/HST Developments In Real Estate Transactions from 2018
In April 2018, Mr. Cheema filed an application to the Supreme Court of Canada for leave to appeal.
Canada
20 Dec 2018
10
Canadian Securities Regulators Permit Retail Liquid Alt Funds And Ease (Some) Investment Restrictions For All Public Funds
Overall, the amendments are a breath of fresh air in a regulatory environment that has become increasingly restrictive.
Canada
6 Dec 2018
11
Investment Restrictions For Public Investment Funds — At A Glance!
This At a Glance summary has been prepared by the Investment Management Group of Borden Ladner Gervais LLP as a quick guide to the new investment restrictions provided for in NI 81-102.
Canada
30 Nov 2018
12
New Streamlined Report Of Exempt Distribution: January 30, 2019 Deadline For Funds
On October 5, 2018, amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) and its Companion Policy (the Amendments) came into force
Canada
27 Nov 2018
13
Doing Business In Canada 2019
Canada's legal system is based on English common law, applied in nine provinces and three territories; and French civil law ...
Canada
16 Nov 2018
14
Third Party Litigation Funding: Ontario Divisional Court Confirms Parameters Of Third Party Litigation Funding Agreements
In a recent decision, Houle v. St. Jude Medical Inc., the Ontario Divisional Court dismissed an appeal from the judgment of Justice Perell at the Superior Court of Justice and confirmed the parameters
Canada
14 Nov 2018
15
New Funding Rules For Ontario Pension Plans
The new funding rules for defined benefit pension plans in Ontario have been in force for a few months.
Canada
14 Sep 2018
16
Canadian Securities Regulators Publish Revamped "Client Focused" Registrant Reform Proposals And Signal Policy Direction On Mutual Fund Embedded Compensation
The Canadian Securities Administrators' ("CSA") long-standing initiatives to deal with the investor protection issues they consider associated with today's retail client-registrant relationships ...
Canada
6 Jul 2018
17
Calling All Fund Managers: January 30, 2018 Is Closer Than You Think!
Managers of investment funds that have issued securities to Canadian residents during 2017 under certain prospectus exemptions should circle Tuesday, January 30, 2018 in red ink on their compliance calendars.
Canada
8 Dec 2017
18
Quebec Court Of Appeal Authorizes Investor Class Action Against Desjardins Entities
In Asselin v. Desjardins Cabinet de services financiers inc. the Quebec Court of Appeal authorized a class action against two Desjardins investment entities relating to two under-performing investment funds.
Canada
23 Nov 2017
19
Canadian Securities Regulators Finalize New Requirements For Canadian Registrants
On July 27, 2017, the Canadian Securities Administrators (CSA) published the final version of amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations...
Canada
16 Aug 2017
20
ASC Dismisses Appeal From Investors Seeking Production Of ASC Staff Report
Recently, the ASC released its decision in Re CMS Financial Management Services Ltd. The ASC panel considered an appeal from certain investors of a decision of the Executive Director...
Canada
26 Apr 2017
Links to Result pages
 
1 2 3 4 5 6 7 8  
>>Next