Search
Searching Content indexed under Fund Management/ REITs by K&L Gates ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Amendments To Form ADV: Practical Considerations
Beginning on October 1, 2017, all investment advisers filing Form ADV must use an amended version of Part 1A of the Form that contains several new and revised items.
United States
4 Oct 2017
2
Chancery Court Denies Motion To Dismiss And Allows Derivative Suit Against Board Members To Continue
In H&N Management Group, Inc. & Aff Cos Frozen Money Purchase Plan v. Robert M. Couch et al., No. 12847-VCMR (Del. Ch. Ct. August 1, 2017), the Court of Chancery denied defendants' motion to dismiss and ...
United States
6 Sep 2017
3
Corporate Collective Investment Vehicles Introduced
The Government has today released an exposure draft of legislation introducing corporate collective investment vehicles into the Australian market for the first time.
Australia
31 Aug 2017
4
Quick Link Guide for MiFID II Guidance
For convenience, we have also including links to several regulators' websites that contains useful information.
Worldwide
23 Aug 2017
5
OCIE Observations From The Second Round Of Cybersecurity Examinations
On August 7, 2017, the Securities and Exchange Commission's Office of Compliance Inspections and Examinations released a risk alert summarizing observations from the second round of cybersecurity sweep examinations ...
United States
22 Aug 2017
6
FCA Comments On The Extraterritorial Effect Of MiFID II
In a letter to the AIMA made available to AIMA members on Monday, August 7, the FCA responded to a request from AIMA seeking interpretation and guidance on MiFID II requirements...
United States
18 Aug 2017
7
Qatar's Quiet Summer Months
We are currently witnessing the annual Gulf summer slowdown as locals and expats travel during their annual leave.
Qatar
16 Aug 2017
8
UK Asset Management Study - FCA's Final Report And Package Of Remedies
On 28 June 2017 the UK Financial Conduct Authority published the final report for its study into the UK asset management market.
UK
7 Aug 2017
9
MiFID II Toolkit For Global Investment Managers
This Toolkit summarizes several key aspects of MiFID II that may impact the trading activities and other operations of global investment managers with offices or clients in the EU.
European Union
28 Jul 2017
Links to Result pages
 
1