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Searching Content indexed under Fund Management/ REITs by Jonathon Little ordered by Published Date Descending.
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1
SEC Director Acknowledges SEC's Efforts To Bolster Cybersecurity
On March 14, at the Investment Company Institute's 2016 Mutual Funds and Investment Management Conference, the SEC Director for the Division of Investment Management responded to concerns...
10 Jun 2016
2
SEC Division Of Investment Management Issues Cybersecurity Guidance
Under the guidance, advising funds and advisers should conduct periodic cybersecurity assessments, create strategies to respond to threats, and account for obligations under federal securities laws.
17 Aug 2015
