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Searching Content indexed under Fund Management/ REITs by Marla Matusic ordered by Published Date Descending.
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Volcker Rule Revisions Adopted By Agencies - August 29, 2019
The US federal banking and functional regulators ("Agencies")1 have finalized revisions to the proprietary trading and compliance program provisions of the Volcker Rule (the "2019 Revisions").2
United States
3 Sep 2019
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Investor Bulletin On Nontraditional Index Funds Covers Issues Familiar To Structured Products Investors
Many of the issues related to these nontraditional custom indices are familiar to those who are aware of the regulatory attention paid to complex products over the years.
United States
15 Aug 2018
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