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Searching Content indexed under Fund Management/ REITs by Michael Huertas ordered by Published Date Descending.
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Key Regulatory Developments In The EU – December 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
UK
17 Jan 2019
2
Key Regulatory Developments In Germany
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) published further part of fifth edition of its Issuer Guide (Emittentenleitfaden)
Germany
3 Jan 2019
3
ESMA's Sector Specific Opinions (SSOs) And The 2018 Update Broaden Existing "Supervisory Principles On Relocations" (SPoRs) For Investment, Asset Management Firms And Financial Market Infrastructure Providers
On May 31, 2017, the European Securities and Markets Authority (ESMA), which is an EU-wide European Supervisory Authority (ESA), released a legal instrument ...
European Union
5 Sep 2018
4
EU Banking & Finance Newsletter - July 2018
July 2018 was not all about the World Cup and the politics that went with it, but also about some further clarity on BREXIT and what it means for financial services on both sides of the divorce...
European Union
7 Aug 2018
5
The Impact Of The European Commission´s Proposals For A New Prudential Capital Framework On MiFID Investment Firms
EU policymakers have long been concerned that a wide range of "bank like" activity is undertaken by regulated financial institutions, mostly by MiFID Investment Firms, which are subject to differing prudential capital requirements and oversight.
European Union
25 Jul 2018
6
Key Regulatory Developments In The EU
The ESMA issued latest double volume cap data
European Union
18 May 2018
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