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Searching Content indexed under Fund Management/ REITs by John Verwey ordered by Published Date Descending.
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Date
1
Regulation Round Up - May 2019
The Financial Conduct Authority ("FCA") published a call for input on its evaluation of the Retail Distribution Review and Financial Advice Markets Review.
UK
17 Jun 2019
2
UK Financial Conduct Authority Identifies Significant Shortcomings In Firms Operating Appointed Representative Platforms
On 20 May 2019, the UK Financial Conduct Authority ("FCA") published its findings of its multi-firm review into the supervision by principal firms ...
UK
11 Jun 2019
3
Regulation Round Up - February 2019
The Financial Conduct Authority ("FCA") published a press release announcing that it has agreed with the European Securities and Markets Authority
UK
13 Mar 2019
4
Regulation Round Up - January 2019
The Financial Conduct Authority ("FCA") published a press release explaining that claims management companies can now register for the temporary permission they will need to continue operating when the FCA takes over...
UK
8 Feb 2019
5
Regulation Round Up – November 2018
The Prudential Regulation Authority ("PRA") updated its consultation paper on changes to the PRA Rulebook and onshored binding technical standards.
European Union
7 Dec 2018
6
Regulation Round Up - October 2018
The Competition and Markets Authority published a paper that was prepared jointly with the Financial Conduct Authority setting out the lessons that have been learned from the programme of work conducted by the UK Competition Network.
UK
8 Nov 2018
7
Regulation Round Up - September 2018
The Prudential Regulation Authority ("PRA") published its Regulatory Digest for August 2018 in which it highlighted key regulatory news including reference to a NISU that the PRA and the FCA launched jointly.
UK
4 Oct 2018
8
6 Months To Brexit: Implications And Contingency Planning For Fund Managers
The United Kingdom ("UK") formally notified the European Union ("EU") of its intention to leave the EU under Article 50 of the EU's Lisbon Treaty in March 2017.
European Union
17 Sep 2018
9
Regulation Round Up - August 2018
The Financial Conduct Authority ("FCA") published a statement on selling high-risk speculative investment products to retail clients, following the publication of the European Securities...
UK
6 Sep 2018
10
Regulation Round Up - June 2018
The Financial Conduct Authority ("FCA") published its quarterly consultation (CP18/14), proposing certain changes to the FCA rules.
UK
10 Jul 2018
11
Regulation Round Up - January 2018
The Packaged Retail and Insurance-based Investment Products ("PRIIPs") Regulation (1286/2014) (the "PRIIPs Regulation") came into force on 1 January 2018.
European Union
31 Jan 2018
12
EU PRIIPs Regulation – Relevance To Fund Managers Explained
On 1 January 2018, European Union (EU) Regulation (No 1286/2014)[1] on key information documents for packaged retail and insurance-based investment products (PRIIPs) comes into force.
European Union
20 Nov 2017
13
Regulation Round Up
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6).
European Union
6 Jun 2017
14
What To Know About Increased AIFMD Reporting Requirements In The UK
On 29 June 2017, changes to the UK's Financial Conduct Authority's rules and guidance on Annex IV reporting under the Alternative Investment Fund Managers Directive (AIFMD) will come into effect.
UK
16 May 2017
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