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Searching Content indexed under Fund Management/ REITs by Jeremy A. Liabo ordered by Published Date Descending.
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CFTC Staff Issues Self-Executing Registration Relief for Certain Delegating CPOs
Historically, the CFTC staff has considered a private fund’s general partner, manager, directors or trustees to be the fund’s CPO.
United States
20 Oct 2014
2
Regulators Re-Propose Minimum Margin Requirements For Uncleared Swaps
The proposed rules issued by the Regulators are substantially similar to each other and to comparable requirements that have been proposed in the European Union.
United States
29 Sep 2014
3
CFTC Staff Updates Requirements For The Delegation Of CPO Functions
On May 12, 2014, the Commodity Futures Trading Commission ("CFTC") staff issued Letter 14-69 (the "Letter"), which requires that specific no-action relief be obtained when a commodity pool operator ("CPO") of a fund delegates its rights and obligations as a CPO to another entity that will serve as the registered CPO of the fund.
United States
15 May 2014
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