Searching Content indexed under Financial Services by Cleary Gottlieb Steen & Hamilton LLP ordered by Published Date Descending.
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Agencies Adopt Final Rule Implementing Key Elements of Volcker 2.0
On August 20, 2019, two of the agencies responsible for implementing the Volcker Rule finalized amendments to the Rule that narrow and simplify the proprietary trading prohibition
United States
2 Sep 2019
Agencies Finalize Elements Of Volcker 2.0
On August 20, 2019, the Federal Deposit Insurance Corporation and the Office of the Comptroller of the Currency approved a Final Rule adopting key changes to the proprietary trading
United States
23 Aug 2019
United States Imposes Limited Sovereign Debt, Multilateral Lending, And Export CBW Act Sanctions On Russia
Late on Friday, August 2, 2019, the U.S. Administration announced that it would implement a second wave of sanctions under the Chemical and Biological Weapons Control and Warfare Elimination
United States
16 Aug 2019
SEC Finalizes Security-Based Swap Capital, Margin, And Segregation Requirements
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
United States
16 Aug 2019
UK Finance Bill Proposes Changes To Calculation Of UK Stamp Duty And SDRT
The changes would apply to certain connected-company transactions July 12, 2019.
17 Jul 2019
Key Pros And Cons Of Consortium Deals For Investors
As deal values and multiples rise, Michael J. Preston considers the impact this will have on consortium deals and what to watch out for.
European Union
15 Jul 2019
Seen It All Before? The Art Of Investing Through Political Change
All this has led to debates about the stability (or not) of emerging markets.
United States
20 Jun 2019
Rewriting The Rules – How India's Insolvency Reforms Are Creating New Investment Routes
The continuing economic liberalisation of India – begun in the 1990s – has seen it become the world's fastest growing major economy.
19 Jun 2019
FINRA Publishes AML Red Flags To Help Broker-Dealers Satisfy Suspicious Activity Monitoring And Reporting Requirements
On May 6, 2019, the Financial Industry Regulatory Authority issued Regulatory Notice 19-18, addressing members' anti-money laundering compliance programs.
United States
19 Jun 2019
SEC And CFTC Chairs Sign Enhanced Multilateral Memorandum Of Understanding Expanding Cross-Border Enforcement Cooperation
However, the creation of the MMoU provided a broader, uniform framework for mutual assistance across jurisdictions.
United States
18 Jun 2019
Federal District Court Rules OCC Lacks Authority To Issue FinTech Charters
In the court's view, this requirement was unambiguous.
United States
18 Jun 2019
SEC Proposes Amendments To Rules On Financial Disclosures For Acquisitions And Dispositions
On Friday, the SEC proposed extensive amendments to the rules governing financial disclosures by registrants about businesses they buy or sell.
United States
18 Jun 2019
Newly Released Interpretation Of The Volcker Rule Clarifies That Foreign Banks Are Permitted To Invest In Third-Party Funds With U.S. Investors
On February 27, 2015, the regulatory agencies responsible for implementing the Volcker Rule released an FAQ regarding the interpretation of the Volcker Rule's exemption...
United States
1 Jun 2015
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