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Searching Content indexed under Financial Services by Gowling WLG ordered by Published Date Descending.
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1
The Basics: How To Enforce A Domestic Judgment In England & Wales
Whilst receiving a judgment in your favour may feel like the culmination of a potentially lengthy legal process, it may be just the first step (though an important one) on the path to financial recovery.
UK
21 Aug 2019
2
New Regulatory Framework For Canadian Retail Payments Coming In 2019
It is proposed that the Bank of Canada will would oversee this regulatory framework.
Canada
16 Aug 2019
3
Global Legal Insights: FinTech 2019
FinTech is also now drawing more innovative methods of investment.
UK
9 Aug 2019
4
ADGM's New Digital Investment Frameworks
Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) recently issued guidance on digital investment. It first published a regulatory framework for the establishment
Canada
9 Aug 2019
5
Cryptoassets: The FCA Further Clarifies Which Tokens Fall Within The FCA's Regulatory Perimeter Through Final Guidance
The Financial Conduct Authority ("FCA") this month published Final Guidance on Cryptoassets in an attempt to help firms understand whether, and the extent to which, their cryptoasset activities fall under FCA regulation...
UK
9 Aug 2019
6
The Beginning Of The End Of CDOR? And The SEC On The End Of LIBOR
On July 16, the Bank of Canada announced an intention to be the administrator (replacing Refinitiv) of the Canadian Overnight Repo Rate Average ("CORRA").
Canada
6 Aug 2019
7
Do You Know Where Your Debtor Is? Debtor Location Rules Changes To The British Columbia Personal Property Security Act
The information needed to register a financing statement in order to perfect a security interest includes not just who the debtor is and what collateral is charged, but also where the debtor is located.
Canada
5 Aug 2019
8
Notice: Change To Alberta Personal Property Registry Registrations
The Alberta Personal Property Registry (the "PPR") has recently advised of a change with respect to PPR registrations in Alberta.
Canada
5 Aug 2019
9
Who's First? Taking A PMSI In Inventory
In personal property security law, the goal of secured creditors is to have "priority" relative to other secured creditors who have taken security interests in the same collateral.
Canada
5 Aug 2019
10
Enhanced Disclosure For Virtual Currency Will Soon Be Mandatory In Canada
The federal government recently confirmed that oversight measures designed to reduce money laundering will soon be mandatory for all virtual currency dealers offering services in Canada
Canada
2 Aug 2019
11
K92 Mining Closes US$15 Million Loan And Offtake Agreement With Trafigura
On July 25, 2019, K92 Mining Inc. (TSXV: KNT) (OTCQB: KNTNF) announced that the company had received a US$15 million loan from Trafigura Pte Ltd. pursuant to a loan agreement between the companies.
Canada
1 Aug 2019
12
Payment Service Providers: Are You Safeguarding Customer Funds In Compliance With The Rules?
On 4th July 2019, the FCA released the findings from its recent review of non-bank payment service providers (PSPs).
UK
19 Jul 2019
13
Terraco Gold Closes Private Placement With Wexford Funds
On July 8, 2019, Terraco Gold Corp. (TSXV: TEN) announced that it had closed a previously announced non-brokered private placement of common shares of the company subscribed for by funds managed by Wexford Capital LP...
Canada
18 Jul 2019
14
TUPE Law: Insolvency, TUPE And Managing Employment Risks
There are various types of insolvency proceedings and these are designed to achieve various different end results. The different types of insolvency also have different consequences
UK
15 Jul 2019
15
EU AIFMD - New Rules For Pre-Marketing Funds And Reverse Solicitation
The Cross-border Distribution Directive amends the Alternative Investment Fund Managers Directive (AIFMD) and introduces new rules for the pre-marketing of alternative investment funds (AIFs) in the European Union (EU).
European Union
4 Jul 2019
16
FCA Releases New Rules For Crowdfunding Platforms
The Financial Conduct Authority (FCA) published its in Policy Statement (PS19/14) on 4 June 2019, outlining new rules for loan based ('peer-to-peer') platforms.
UK
25 Jun 2019
17
Conduct Risk - Is Your Framework Compatible With The FCA's Agenda?
In May 2019, the Financial Conduct Authority (FCA) published its third annual report on its 5 Conduct Questions Programme.
UK
24 Jun 2019
18
Khiron Life Sciences Closes $28.75 Million Bought Deal Financing Including Full Exercise Of Over-Allotment Option
On May 28, 2019, Khiron Life Sciences Corp. (TSXV:KHRN) (OTCQB:KHRNF) closed its previously announced bought deal short form prospectus offering of common shares, including the exercise in full of the over-allotment option
Canada
13 Jun 2019
19
Leading AdTech Company, ADCORE, Completes Qualifying Transaction With County Capital And Lists On Tier 1 Of The TSXV
On May 27, 2019, ADCORE Inc. (formerly County Capital One Ltd.) completed its acquisition of all of the issued and outstanding securities of Podium Advertising Technologies Ltd. d/b/a ADCORE, as County Capital's "Qualifying Transaction."
Canada
11 Jun 2019
20
Adventus Zinc Closes $12.1 Million Private Placement Led By The Nobis Group Of Ecuador
On May 22, 2019, Adventus Zinc Corporation (TSXV: ADZN) (OTCQX: ADVZF) announced that it had closed its previously announced non-brokered private placement of common shares,
Canada
7 Jun 2019
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