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Searching Content indexed under Financial Services by Hogan Lovells ordered by Published Date Descending.
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1
FIG Bulletin, 9 August 2019
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
UK
14 Aug 2019
2
Europe's Share Trading Spat With Switzerland Is A Warning Shot Britain Should Take Seriously
The EU's dispute with Switzerland over the terms of access to their respective share trading markets, which brought the trading of Swiss stocks on European stock exchanges to a halt last week, is a stark reminder of what might await the UK in October.
European Union
9 Aug 2019
3
N v RBS: Terminating A Banking Relationship Without Notice Where Money Laundering Is Suspected
On 8 July 2019, the English High Court handed down judgment in proceedings between N and The Royal Bank of Scotland plc ("RBS")
UK
9 Aug 2019
4
Revised Proposals For New AIFMD Marketing Rules: How Might They Impact Non-EU Funds And Their Managers? - 07 August 2019
The European Parliament and European Council have finalised the text of a new Directive (AIFMD 2) which supplements the original Alternative Investment Fund Managers Directive (AIFMD) by creating new requirements in...
European Union
8 Aug 2019
5
Indonesia To Offer "Super" Tax Allowance
The President of the Republic of Indonesia recently issued a regulation on tax deduction, aimed at boosting investment in the industrial sector, as well as the participation of businesses, in improving Indonesia's human resources.
Indonesia
8 Aug 2019
6
Ease Of Doing Business In Jakarta: No More Domicile Letters
On 26 April 2019 the head of the Jakarta Capital Investment Agency and One Stop Integrated Services announced that it would cease issuing Company Domicile Letters and Business Domicile Letters for businesses...
Indonesia
8 Aug 2019
7
FCA To Increase Focus On SMCR Conduct Rules
The Financial Conduct Authority (FCA) has indicated that it intends to increase its supervisory focus on the application of the senior managers and certification regime (SMCR) conduct rules.
UK
8 Aug 2019
8
FIG Bulletin, 2 August 2019
Following the publication of a commencement order, reported in the FIG Bulletin last week, the Financial Conduct Authority (FCA) has now published its final rules on the extension
European Union
8 Aug 2019
9
FIG Bulletin, 26 July 2019
Fair pricing in financial services: FCA FS19/4 - summary of responses and next steps.
Worldwide
31 Jul 2019
10
OFAC Update: Final Interim Rule Amending The Reporting, Procedures, And Penalties Regulations (RPPR) And Freedom Of Information Act (FOIA) Disclosures
On 20 June 2019 the Department of Treasury's Office of Foreign Assets Control (OFAC) issued a final interim rule (effective on 21 June 2019)
United States
31 Jul 2019
11
Cryptocurrency Has Washington's Attention, But Beware Overregulation
Recent House and Senate hearings on Facebook's crypto proposal show Washington is paying close attention to regulation issues.
United States
31 Jul 2019
12
FCA Draft Vulnerability Guidance: Embedding 'Doing The Right Thing' In Firms' Culture
The FCA has published a consultation on proposed non-Handbook guidance for firms on the fair treatment of vulnerable customers.
UK
31 Jul 2019
13
EXIM Bank Reauthorization: When Will It Happen And What Reforms Will Be Included?
On 30 September 2019 the congressional authorization for the Export-Import Bank of the United States (bank) is set to expire.
United States
30 Jul 2019
14
FIG Bulletin, 19 July 2019
The FCA has published a speech by Andrew Bailey, Chief Executive of the FCA, given at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York
UK
25 Jul 2019
15
French Legal And Regulatory Update - June 2019
The Paris office of Hogan Lovells is pleased to provide this English language edition of our monthly e-newsletter, which offers a legal and regulatory update covering France and Europe for June 2019
European Union
23 Jul 2019
16
Fig Bulletin, 12 July 2019
The UK Financial Conduct Authority (FCA) has published an update relating to the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms
UK
22 Jul 2019
17
China's New Foreign Investment Law: The Impact On Financial Institutions
Much has already been written about the Foreign Investment Law (the "FIL", full text in Chinese here, in-house English translation available upon request)
China
15 Jul 2019
18
FIG Bulletin, 5 July 2019
The Financial Conduct Authority (FCA) has launched a Credit Information Market Study and published the Terms of Reference for the study.
UK
12 Jul 2019
19
Funding Of Privatization Projects In Brazil – Mitigating Currency Risk
In January 2019, Jair Bolsonaro took office as the new president of Brazil. The new administration has indicated that privatizations will be a strategic priority in the rebuilding of Brazil's economy
United States
12 Jul 2019
20
Green Finance In Mexico: New Funding Opportunities
Green bonds and green loans have become one of the fastest growing financial assets in recent years.
Mexico
12 Jul 2019
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