Search
Searching Content indexed under Financial Services by Day Pitney LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3  
>>Next
 
Title
Country
Organisation
Author
Date
1
ARRC Releases Recommended LIBOR Fallback Language For Bilateral Business Loans And Securitizations
Interest rate calculations on trillions of dollars of loans and other financial products are pegged to the U.S. dollar London Interbank Offered Rate (LIBOR), a reference rate that will likely not exist or be robust after 2021.
United States
21 Jun 2019
2
IRS Releases Second Set Of Proposed Regulations Regarding Qualified Opportunity Funds
On April 17, the IRS issued proposed regulations that provide new guidance for investors seeking to invest in qualified opportunity funds (each, a QOF), a new investment program designed to incentivize long-term investment ...
United States
24 Apr 2019
3
White Collar Roundup - April 2019
The U.S. Securities and Exchange Commission (SEC) got good news from the U.S. Supreme Court in Lorenzo v. SEC. The focus of the case was the scope of SEC Rule 10b-5, which broadly prohibits
United States
12 Apr 2019
4
White Collar Roundup - January 2019
While focused more on street crime, the First Step Act brings a bevy of changes to sentencing and incarceration in the federal system.
United States
13 Feb 2019
5
New Tools For Financing Redevelopment Projects
Governor Murphy recently signed legislation that assists in the financing of redevelopment projects (P.L. 2018, c. 97; the Act).
United States
23 Nov 2018
6
IRS Releases Proposed Regulations On Qualified Opportunity Zones
The IRS also issued a revenue ruling and a new form in connection with this regime.
United States
8 Nov 2018
7
Staffing The Family Office: Attracting And Retaining Talent
Key Duties That Families Require of Family Office Executives - Investment Strategy and Implementation; Accounting, Reporting and Control; Banking and Liquidity Planning; Legal, Governance and Estate Planning ...
United States
11 Oct 2018
8
As Fund Managers Await Regulations, Key Questions Surface With Qualified Opportunity Funds
As part of the Tax Cuts and Jobs Act, signed into law by President Trump on December 22, 2017, Congress introduced new tax incentives designed to encourage long-term investments in low-income American communities.
United States
4 Oct 2018
9
SEC Amends Municipal Bond Continuing Disclosure Rules
The compliance date is 180 days after the final rule is published in the Federal Register.
United States
22 Aug 2018
10
New Management Contract Rules Affect Tax-Exempt Bond-Financed Projects
Beginning August 19, all newly entered or materially modified management contracts will be subject to the Internal Revenue Service's new safe harbor guidelines for determining whether...
United States
15 Aug 2017
11
A Mere Month Remains Before Deadline To Comply With First Phase Of New York's Cybersecurity Regulations
By August 28, a mere month from now, financial institutions licensed in New York are required to have in place the first series of cybersecurity protections mandated by stringent new regulations...
United States
31 Jul 2017
12
White Collar Roundup - May 2017
A defendant who is convicted, but for whom the sentencing court delays issuing the final restitution order, must appeal the court's sentence and then separately appeal the court's order of restitution.
United States
8 May 2017
13
New York DFS Issues Revised – And Still Demanding – Cybersecurity Regulations
On December 28, the New York Department of Financial Services issued revisions to the extensive and detailed cybersecurity regulations for licensed banks and insurance companies...
United States
3 Jan 2017
14
FASB Adopts New Rule for Banks' Calculation of Loan Losses
On June 16, the Financial Accounting Standards Board (FASB) issued a final accounting rule that provides for different financial reporting of loan losses.
United States
20 Jun 2016
15
New Jersey Appellate Holds Bank Has Standing To Foreclose Even If Allonge To Note Was Not Affixed When Executed
Joy Harmon Sperling and Sarah Sakson Langstedt wrote an article, "New Jersey Appellate Holds Bank Has Standing to Foreclose Even If Allonge to Note Was Not Affixed When Executed," for Pratt's Journal of Bankruptcy Law.
United States
22 Dec 2015
16
Family Office Structuring And Operating Pitfalls: Observations From The Field
Family offices that meet certain criteria are excluded from registration with the U.S. Securities and Exchange Commission ("SEC") as an investment adviser ("Family Office Exclusion").
United States
16 Sep 2015
17
Banking Agency Guidance On Tax Allocation Agreements
On June 13, the federal banking agencies (the "Agencies")1 issued final guidance on income tax allocation agreements between bank holding companies and their insured depository institution subsidiaries ("IDIs").
United States
18 Jun 2014
18
Disclose Bank Loans To Standard & Poor's Or Risk Rating Withdrawal
This month, Standard & Poor's Ratings Services ("S&P") sent letters to all issuers of the bonds it rates advising the issuers to provide all relevant documentation related to any private debt, including bank loan financing, that the issuer enters into.
United States
22 May 2014
19
SEC Encourages Municipal Bond Issuers And Underwriters To Self-Report Violations Of Securities Laws
Yesterday, the Securities and Exchange Commission (the "SEC") announced a new initiative to encourage municipal bond issuers and underwriters to self-report certain violations of the federal securities laws rather than wait for their violations to be detected.
United States
12 Mar 2014
20
SEC Grants Relief To M&A Brokers From Broker-Dealer Registration
In a no-action letter dated January 31 and revised on February 4 (the "M&A Brokers Letter"), the Securities and Exchange Commission (SEC) Division of Trading and Markets permitted business brokers to facilitate mergers, acquisitions, business sales and business combinations ...
United States
10 Feb 2014
Links to Result pages
 
1 2 3  
>>Next