Searching Content indexed under Financial Services by Reed Smith ordered by Published Date Descending.
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Financial Action Task Force Publishes Guidance For A Risk-Based Approach To Virtual Assets And Virtual Asset Service Providers
On June 21, 2019 the Financial Action Task Force (the "FATF"), published its long-awaited Guidance for a Risk-Based Approach to Virtual Assets and Virtual Asset Service Providers (the "Guidance").
United States
8 Jul 2019
FINRA Issues First Litigated Enforcement Action Against Crowdfunding Portal
On June 5, 2019, a FINRA panel handed down its first enforcement action against a funding portal.
United States
26 Jun 2019
New Jersey Issues Rule Proposal On Uniform Fiduciary standard
Yesterday the New Jersey Bureau of Securities ("NJBOS") issued its Rule Proposal titled "Fiduciary Duty of Broker-Dealers, Agents, Investment Advisers, and Investment Adviser Representatives".
United States
2 May 2019
TCPA Violations Of Debt Collectors Could Make The Loan Owner Liable
The Ninth U.S. Circuit Court of Appeals majority opinion, reversed the grant of summary by the District Court that a loan owner ...
United States
11 Apr 2019
Appellate Division Rejects MacPherson Mortgage Acceleration Argument In Case Of First Impression
In a case of appellate first impression in New York, the Appellate Division, Second Department held that a mortgage is accelerated upon a lender's election to do so, notwithstanding an optional reinstatement clause...
United States
5 Apr 2019
The Illinois Department Of Revenue Proposes Combined Return Regulations Implementing The Repeal Of The "Non-Combination Rule"
In November, the Illinois Department of Revenue issued proposed regulations implementing the Illinois Legislature's repeal of the unitary business group "non-combination rule" as part of the state's FY 2017-18 budget.
United States
16 Jan 2019
Today The New Jersey Bureau Of Securities ("NJBOS") Began Public Hearings On Its Pre-Proposal For A Rule Implementing A Uniform Fiduciary Standard For Investment Professionals
This morning we attended the first public hearing held by the NJBOS concerning its pre-proposal to adopt a rule implementing a uniform fiduciary standard for investment professionals, including broker-dealers...
United States
9 Nov 2018
New Jersey Bureau Of Securities Provides Formal Notice Of Pre-Proposal Regarding Fiduciary Standard
Today the New Jersey Bureau of Securities began rulemaking on a proposed uniform fiduciary standard for investment professionals.
United States
17 Oct 2018
No Uniform Fiduciary Standard – Not So Fast Says New Jersey
Earlier this week, New Jersey Governor Phil Murphy announced that the New Jersey Bureau of Securities would start rulemaking to "impose a fiduciary duty on all New Jersey investment professionals.
United States
21 Sep 2018
September 4, 2018: NYDFS Cybersecurity Regulation Compliance Date Arrives
As of today, Covered Entities are expected to be compliant with additional provisions under the New York State Department of Financial Services (NYDFS) cybersecurity regulation.
United States
6 Sep 2018
Applying Howey, Court Concludes That Centra Token Likely A Security:
While the SEC continues to target fraudulent crypto-projects, we've seen a marked increase in the number of class actions targeting a wider-range of ICOs
United States
9 Jul 2018
State Attorneys General Zero In On Elder Abuse, Financial Exploitation
It has included a focus on financial exploitation as part of a broader look at how financial services industry interacts with the elderly.
United States
25 Apr 2018
Proposed TRID Title Insurance Clarification: Senator Warren Cries Wolf
Recently, I came across an article written by Senator Elizabeth Warren entitled "Don't Make Bad Bill on Bank Deregulation Worse."
United States
23 Apr 2018
Want To Vent About Regulations Adopted By the CFPB?
The CFPB recently issued a formal invitation (a Request for Information [RFI] for you to do just that, as well as to comment about any of the new regulatory authorities given to the CFPB ...
United States
20 Mar 2018
With States Stepping Up Enforcement, Mulvaney Offers CFPB's Partnership And Deference
Consumer Financial Protection Bureau ("CFPB") Director Mick Mulvaney spoke to the National Association of Attorneys General winter meeting in D.C. on February 28...
United States
2 Mar 2018
Statement Released That Multiple Crypto Exchanges Warned By Hong Kong Securities Commission
On February 9, 2018, the Hong Kong Securities and Futures Commission ("SFC") released a statement which, among other things, informs the marketplace that the SFC sent letters to seven Hong Kong cryptocurrency exchanges warning against listing instruments that qualify as "securities" under the Securities and Futures Ordinance ("SFO") without a required license
14 Feb 2018
Treasury Secretary Suggests Greener Pastures for Marijuana Banking
On Tuesday February 6, 2018, U.S. Treasury Secretary Steven Mnuchin, in a speech before the House Financial Services Committee, offered some insights into how the Treasury Department ...
United States
8 Feb 2018
Financial Institutions Beware: Delaware Seeks Third Party Discovery In Money Order Dispute
Delaware v. Arkansas is an original jurisdiction action pending before the United States Supreme Court.
United States
1 Feb 2018
Using Tether's Loss to Prepare for Possible Cryptocurrency Theft
On November 20-21, 2017, Tether, the company behind USDT – a digital token backed by fiat currencies like the dollar and euro – disclosed that a hack resulted in the loss of $30.95 million worth of tokens.
United States
12 Dec 2017
Senators Announce Bipartisan Deal To Ease Banking Regulations
On November 13, 2017, Senate Banking Committee Chairman Mike Crapo, along with several Democratic senators, announced an agreement on bipartisan financial reform legislation.
United States
28 Nov 2017
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