Searching Content indexed under Financial Services by Mayer Brown ordered by Published Date Descending.
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FATF Publishes Guidance On Virtual Assets And Virtual Asset Service Providers Following June Plenary Meeting
The FATF held the third and final Plenary meeting under the US Presidency in Florida from June 19-21, 2019, during which delegates discussed several major strategic initiatives of the FATF, as well as recent mutual...
United States
19 Jul 2019
LIBOR: Just Say No
The Alternative Reference Rates Committee ("ARRC") held a roundtable on June 3, 2019. The ARRC hosted a number of industry participants,
United States
16 Jul 2019
Fiduciary Framework For Investment By Defined Contribution Plans In Alternative Assets
With the maturing, growth and increasing importance of defined contribution plans to the retirement security of US employees
United States
15 Jul 2019
CFPB (Finally) Issues Debt Collection Rules
In 1977, gas cost 62 cents per gallon; the first Apple II computers became available for sale; even the most primitive mobile phones were
United States
15 Jul 2019
Top 10 Practice Tips: Debt Tender Offers
The following 10 practice points are intended to help you in assisting an issuer with a proposed debt tender offer for cash.
United States
15 Jul 2019
Senior Safe Act Fact Sheet
On May 23, 2019, the one-year anniversary of the Senior Safe Act's (the "Act") enactment, the SEC, the North American Securities Administrators Association (NASAA),
United States
12 Jul 2019
Potential Regulation Of Algorithmic Trading
Developments in artificial technology have altered the way that individuals interact with the market and regulators are starting to take note.
United States
12 Jul 2019
FINRA Proposes Changes To Its Fund Communication Rules
On June 20, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") proposed amendments to FINRA Rule 2210 (Communications with the Public)
United States
5 Jul 2019
International Shipping Finance Goes Green
On June 18, 2019, a group of major ship finance banks1 announced the launch of the "Poseidon Principles," a framework for global responsible shipping finance.
United States
4 Jul 2019
The Trickle Before the Flood? SEC Filings with LIBOR Fallbacks for Syndicated Loans Steadily Rising
With global governmental authorities increasingly encouraging financial transaction parties to ramp up their preparation for LIBOR cessation, we have observed that a number of our clients are beginning to incorporate...
United States
1 Jul 2019
Regulation Best Interest
On June 5, 2019, the Securities and Exchange Commission (SEC) adopted Regulation Best Interest (Rule 15l-1 under the Securities Exchange Act of 1934 (Exchange Act)),
United States
25 Jun 2019
Market Trends 2018/19: Registered Direct Offerings
This market trends article focuses on registered direct offerings, providing an overview of the market and covering recent notable transactions, deal structure and process, and legal and regulatory trends.
United States
19 Jun 2019
Minnesota Issues Guidance On Definition Of "Sales Finance Company" For Licensing Purposes
Minnesota Statute § 53C.02 prohibits a person from engaging in the business of a "sales finance company" within the State of Minnesota without a motor vehicle
United States
17 Jun 2019
US Proposes New Rule To Address "Currency Undervaluation" As Potential Subsidy
On May 23, 2019, the US Department of Commerce ("Commerce") announced a proposal to investigate "currency undervaluation" as an actionable government subsidy.
United States
14 Jun 2019
Refresher: Using Free Writing Prospectuses For Structured Notes Offerings
With the SEC's Securities Offering Reforms in December 2005 came a new tool for offering securities: the free writing prospectus.
United States
13 Jun 2019
Revised Notice Of Proposed Rule Change To FINRA Rule 5110
FINRA recently refiled its proposed rule change to amend FINRA Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements).
United States
11 Jun 2019
House Passes Resolutions On Financial Literacy And Support For Elderly
On April 30, 2019, the U.S. House of Representatives passed H. R. 328, Supporting the Protection of Elders Through Financial Literacy and H.R. 1876, the Senior Security Act of 2019.
United States
11 Jun 2019
Unsuitable Sales Of Leveraged ETFs Draw FINRA's Ire; Text Messaging Violates Communications Rules
The Financial Industry Regulatory Authority, Inc. has been quite clear on its views of "non-traditional exchange traded products," such as leveraged inverse exchange-traded notes and exchange-traded funds.
United States
10 Jun 2019
The ARRC's Final Fallback Language Recommendations For New LIBOR Syndicated Loans
During the past month, the Alternative Reference Rates Committee ("ARRC") has published its final recommendations for LIBOR fallback language for floating rate notes, syndicated loans, securitizations, and bilateral loans.
United States
7 Jun 2019
Not So Distant Ripples In The Pond: The Supreme Courts Tempnology Decision And Equipment Leasing
On May 20, 2019, the Supreme Court decided Mission Product Holdings, Inc. v. Tempnology, LLC, No. 17-1657.
United States
6 Jun 2019
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