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Searching Content indexed under Financial Services by Ropes & Gray LLP's Private Investment Funds & Hedge Funds Practice Group ordered by Published Date Descending.
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SEC Adopts Amendments To Form ADV And Recordkeeping Rule
Finally, an investment adviser that reports its client assets in Part 2A of Form ADV differently than RAUM reported in Item 5 must now check a box noting that election.
United States
30 Aug 2016
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Update On SEC Staff Position On Private Fund Broker-Dealer Issue
On September 26, 2013, David Blass, Chief Counsel of the SEC's Division of Trading and Markets, participated in a Practising Law Institute panel discussion on broker-dealer issues in the private fund industry.
United States
7 Oct 2013
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