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Searching Content indexed under Financial Services by William McLucas ordered by Published Date Descending.
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Recent Insider Trading Decision
On December 10, the US Court of Appeals for the Second Circuit issued an opinion in United States v. Newman that could be the most consequential insider trading decision in a generation, but for reasons that virtually no one anticipated.
United States
29 Dec 2014
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Attorneys Caught In The Ethical Crosshairs: Secretkeepers As Bounty Hunters
Imagine you are counsel to a public company and are tasked with reviewing its annual 10-K. In the course of your review, you confer with a number of individuals in the finance and accounting functions and they report that a significant number of post-close adjustments were made at year end and these adjustments ..
United States
15 Apr 2014
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