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Searching Content indexed under Financial Services by Francine Schlingmann ordered by Published Date Descending.
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1
Financial Markets In Brief – New Regulation And Other Developments-November 2016
There have been many developments in national and European financial markets regulation during the past month.
Netherlands
17 Nov 2016
2
Banks Must Keep Records Of Financial Contracts Under New Recovery And Resolution Rules
On 14 October 2016, new rules supplementing the Bank Recovery and Resolution Directive will come into force aimed at helping resolution authorities to effectively and efficiently apply resolution tools and powers...
European Union
19 Oct 2016
3
EBA Recommends Changes To Banks' Minimum Loss Absorbing Capacity (MREL)
The European Banking Authority (EBA), on 19 July 2016, published its interim report on potential amendments to the current framework for the MREL under the EU rules on banking recovery and resolution.
European Union
2 Sep 2016
4
Suitability And Integrity Screening – Seven Practical Tips
De Brauw regularly helps prospective managing and supervisory directors of financial undertakings prepare for their integrity and suitability screening by DNB.
Netherlands
22 Jun 2016
5
Basel Committee Wants Pillar 3 Disclosure Requirements For TLAC
In March 2016 the Basel Committee published a consultation document in which it proposes Pillar 3 disclosure requirements for the Total Loss Absorbing Capacity standard.
Netherlands
31 May 2016
6
Financial Markets In Brief – New Regulation And Other Developments
There have been many developments in national and European financial markets regulation during the past month.
Netherlands
19 May 2016
7
Financial Markets In Brief - New Regulation And Publications
There have been many developments in national and European financial markets regulation during the past month, such as the publication of a draft bill implementing the Recovery and Resolution Directive.
Netherlands
22 Dec 2014
8
Financial Markets Supervision Act To Be Amended: Get Ready
Several amendments to the Financial Markets Supervision Act will come into force shortly.
Netherlands
18 Dec 2014
9
New National Legislation To Facilitate European Banking Supervision
The SSM Framework Regulation details how the ECB and NCAs should cooperate. Under the SSM, the ECB will supervise "significant banks" as of 4 November 2014.
Netherlands
25 Nov 2014
10
Bill On Remuneration Rules For Financial Undertakings Submitted: Bonus Cap One Step Closer
The submission of a bill to the Dutch parliament on the remuneration rules for financial undertakings has moved one step closer to fixing a 20% cap on bonuses.
Netherlands
22 Jul 2014
11
MiFID II: Getting Ready For Implementation
The European Council adopted a set of legislation on 13 May 2014 regulating the trade in financial instruments and the investment services sector.
European Union
6 Jun 2014
12
Wijzigingswet Financiële Markten 2015: De Belangrijkste Veranderingen (In Dutch)
Het wetsvoorstel Wijzigingswet financiële markten 2015 betekent opnieuw een verandering in het nationale regelgevingskader voor banken, verzekeraars, beheerders van beleggingsinstellingen en andere financiële ondernemingen.
Netherlands
19 May 2014
13
Power-Sharing Between ECB And National Supervisors – Grey Areas Remain
The European Central Bank will start supervising "significant banks" in late 2014.
Netherlands
14 Mar 2014
14
Bill Completes Introduction Of Stricter European Capital Requirements
A bill implementing the Capital Requirements Directive into Dutch law was recently submitted to the Dutch parliament.
Netherlands
19 Feb 2014
15
Provisieverbod Voor Beleggingsondernemingen
Beleggingsondernemingen mogen geen provisie meer ontvangen van of betalen aan derden.
Netherlands
20 Jan 2014
16
Government Eases Proposed Limitation Of Group Finance Company Exemption
The proposed limitation of the group finance company exemption has been revised and will be less radical.
Netherlands
20 Jan 2014
17
FMR In Brief – New Regulation And Publications
A number of changes in Dutch financial market regulation are now in effect as of 1 January 2014.
Netherlands
20 Jan 2014
18
European Central Bank Starts New Supervisory Role With Comprehensive Assessment
The European Central Bank recently started its Comprehensive Assessment of banks which will be subject to its supervision as part of the Single Supervisory Mechanism.
Netherlands
15 Jan 2014
19
Financial Service Providers Have General Duty Of Care From 1 January 2014
The Financial Markets Amendment Act 2014 is expected to take effect on 1 January 2014. It introduces a general duty of care for financial services providers, but a less extensive one than originally planned.
Netherlands
7 Jan 2014
20
Online Consultation Launched On New Remuneration Rules For Financial Undertakings
The Dutch government is holding a public consultation until the end of December 2013 on proposed new rules concerning remuneration awarded by financial undertakings.
Netherlands
19 Dec 2013
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