Search
Searching Content indexed under Financial Services by Marc-Alain Galeazzi ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
Another Joint Statement From The Federal Anti-Money Laundering Working Group: Improving Transparency Of Risk-Focused BSA/AML Supervision
On July 22, 2019, the five federal agencies tasked with the supervision, examination, and enforcement of Bank Secrecy Act (BSA) and anti-money laundering (AML)
United States
31 Jul 2019
2
Agencies Issue Final Rule Conforming Volcker Rule Regulations To 2018 Regulatory Relief Act
On July 22, 2019, five federal agencies (the "Agencies")[1] published a final rule (the "Final Rule"), which conforms the regulations implementing the Volcker Rule[2]
United States
31 Jul 2019
3
Nevada Resident Sentenced For Fraud And Unlicensed Money Transmission In Case Involving Bitcoin
On May 28, 2019, a Nevada resident, Morgan Rockcoons, was sentenced in the U.S. District Court for the Southern District of California to 21 months in prison for wire fraud and unlicensed money
United States
18 Jun 2019
4
FinCEN Issues Convertible Virtual Currency Guidance And Advisory
On May 9, 2019, the Financial Crimes Enforcement Network ("FinCEN") issued a guidance, Application of FinCEN's Regulations to Certain Business Models Involving Convertible Virtual Currencies...
United States
5 Jun 2019
5
In A First, FinCEN Assesses Civil Money Penalty Against Peer-To-Peer Virtual Currency Exchanger
On April 18, 2019, the FinCEN issued a press release announcing a civil money penalty for violations of the BSA AML compliance program requirements against Eric Powers...
United States
14 May 2019
6
Federal Reserve Proposes New Control Regulations
On April 23, 2019, the Board of Governors of the Federal Reserve System released a proposed rule to revise regulations related to the determination of "control" under the BHC Act and the Home Owners' Loan Act.
United States
14 May 2019
7
Banking Agencies Propose A More Tiered Approach To Large Foreign Bank Supervision
On April 8, 2019, the federal banking agencies (the "Agencies") released two proposals[1] (the "Tailoring Proposals") which, if adopted, would further tailor the approach to supervision
United States
7 May 2019
8
Federal Reserve And FDIC Issue Proposed Changes To Resolution Plan Requirements For Foreign And Domestic Banking Organizations
On April 8 and 16, 2019, the Board of Governors of the Federal Reserve System ("Federal Reserve" or "Board") and the Federal Deposit Insurance Corporation
United States
7 May 2019
9
Agencies Propose Conforming Amendments To Volcker Rule Regulations
On December 18, 2018, five federal agencies released a proposed rule ("Proposed Rule") to conform the regulations implementing the Volcker Rule to statutory modifications provided by Sections 203 and 204 ...
United States
2 Jan 2019
10
Agencies Propose A More Tiered Approach To Large Bank Supervision
On October 31, 2018, the federal banking agencies released two separate proposals that, if adopted, would create a more consistent tiered approach to large bank supervision ...
United States
26 Nov 2018
11
Agencies Release Interagency Statement On Sharing Bank Secrecy Act Resources
On October 3, 2018, the five federal agencies tasked with the supervision, examination, and enforcement of BSA and anti-money laundering requirements for banks, issued an interagency statement on sharing BSA resources.
United States
12 Oct 2018
12
Financial Regulatory Reform Legislation Proceeds Through Congress
On May 22, 2018, the U.S. House of Representatives ("House") passed S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act."
United States
24 May 2018
13
Senate Passes Financial Regulatory Reform Bill
On March 14, 2018, the U.S. Senate passed S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act."
United States
19 Mar 2018
14
Federal Banking Agencies Announce No-Action Position On Certain Foreign Excluded Funds Under The Volcker Rule
Section 13 of the Bank Holding Company Act of 1956, as amended, and its implementing regulations generally prohibit a "banking entity" from engaging in proprietary trading and from investing in, sponsoring...
United States
9 Aug 2017
15
OCC Seeks Public Comment On The Volcker Rule
Section 13 of the Bank Holding Company Act (the "Volcker Rule") and its implementing regulations (the "Implementing Regulations") generally prohibit banking entities from engaging in proprietary trading...
United States
9 Aug 2017
16
U.S. House Of Representatives Passes The Financial CHOICE Act Of 2017
On June 8, 2017, the Financial CHOICE Act of 2017 (the "CHOICE Act") was passed on a party line vote by the U.S. House of Representatives.
United States
21 Jun 2017
17
House Financial Services Committee Holds Hearing On The Financial CHOICE Act Of 2017
On April 26, 2017, the Financial Services Committee of the U.S. House of Representatives (the "Committee") held a hearing entitled "A Legislative Proposal to Create Hope and Opportunity for Investors...
United States
4 May 2017
18
Federal Reserve Board Announces Procedures To Request An Extended Transition Period To Conform Illiquid Funds To The Volcker Rule
On December 9, 2016, the Board of Governors of the Federal Reserve System issued SR 16-18, "Procedures for a Banking Entity to Request an Extended Transition Period for Illiquid Funds" ("SR 16-18").
United States
21 Dec 2016
19
Federal Reserve Officially Extends Volcker Rule Conformance Period With Respect To "Legacy Covered Funds" To July 21, 2017
The Federal Reserve's July 7, 2016 order, extends until July 21, 2017 the deadline for banking entities to conform their investments in and relationships with legacy covered funds to the Volcker Rule's requirements.
United States
19 Jul 2016
20
FinCEN Finalizes Customer Due Diligence Rule For Legal Entity Customers
On May 11th, 2016, the Financial Crimes Enforcement Network ("FinCEN"), a bureau of the Department of the Treasury, published a Final Rule on customer due diligence...
United States
23 May 2016
Links to Result pages
 
1 2  
>>Next