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Searching Content indexed under Financial Services by Jeffrey Rothschild ordered by Published Date Descending.
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Who’s In Charge – Is The Board Responsible To Monitor Its Financial Advisor Or Vice Versa?
In the case of In re Rural Metro Corporation Stockholders Litigation, the Court of Chancery of the State of Delaware held that the primary financial advisor retained by Rural/Metro Corporation aided and abetted the board in breaching its fiduciary duty of care.
United States
22 Mar 2014
2
Financial Advisory Update (December 2013)
Novel theories by plaintiffs’ lawyers need to foster novel approaches by M&A lawyers.
United States
13 Dec 2013
3
Proposed DOL Regulation Would Impose Fiduciary Status On Valuation Firms: Regulation Comment Period Closes January 20, 2011
The U.S. Department of Labor (DOL) recently issued a proposed regulation that would substantially expand the definition of ‘fiduciary’ under the Employee Retirement Income Security Act (ERISA).
United States
10 Jan 2011
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