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Searching Content indexed under Financial Services by Stephen Reilly ordered by Published Date Descending.
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1
Cross-Border Fund Distribution Rules: Welcome Changes In The Pipeline
In our latest update, our Global Registration Services team write about the important new EU developments relating to the cross-border distribution of investment funds under the Capital Markets Union.
European Union
17 Jun 2019
2
Proposed Changes To Swiss Distribution Rules
Changes to the Swiss regulations on the obligations of foreign and domestic distributors of investment funds are on the horizon.
Ireland
9 May 2019
3
Global Registration Services – Market Update Q2 And Q3 2018
On 4 May 2018, the CBI published the 30th edition of its AIFMD Q&As. The update concerns Q&A 1083, covering loan originating QIAIFs ("LQIAIFs") and reporting obligations under the Credit Reporting Act
European Union
18 Oct 2018
4
Marketing Of UCITS And AIFs In The UK Post Brexit
On 9 October 2018, HM Treasury published draft Statutory Instruments relating to UCITS and AIFs which are intended to come into effect should a no deal Brexit arise.
European Union
16 Oct 2018
5
Global Registration Services – Market Update, Q3 2017
On 11 July 2017, the European Securities and Markets Authority ("ESMA") published an updated Q&A on the application of AIFMD and its implementing measures. The Q&A contains three new questions which address the following matters relating to Annex IV reporting:
Worldwide
9 Oct 2017
6
Global Registration Services – Market Update, Q2 2017
On 24 May 2017, the European Securities and Markets Authority ("ESMA") published an updated Q&A on the application of AIFMD and its implementing measures.
Worldwide
22 Aug 2017
7
Global Registration Services – Market Update, Q1 2017
On 24 February 2017, the Financial Services and Markets Authority ("FMSA") released a Communication on the requirements for EEA AIFMs or non-EEA AIFMs to market units or shares...
Worldwide
31 May 2017
8
Master Fund Reporting – AIFMD (NPPR) Annex IV
As reported in previous updates, ESMA has issued an opinion advising EU authorities to collect certain additional information in AIFMD Annex IV reports to assist them monitor systemic risk (the "ESMA Opinion").
Ireland
9 Mar 2017
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