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Searching Content indexed under Financial Services by Gail Jankowski ordered by Published Date Descending.
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1
No Treat For CFPB: Trump, Congress Override Rule On Class Action Waivers
On November 1, President Trump signed legislation disapproving a CFPB rule designed to prohibit class action waivers in certain consumer financial services contracts.
United States
3 Nov 2017
2
Certified Financial Planner Board Proposes Fiduciary Obligations For All CFP Financial Advice
Generally, this change will most heavily impact CFPs that are not already subject to fiduciary standards applicable to registered investment advisers.
United States
16 Oct 2017
3
FINRA Issues New Guidance On Social Media And Digital Communications
The new guidance recalled many principles from past guidance and also contained several question-and-answer clarifications as to the interpretations of previous rules
United States
6 Jul 2017
4
FINRA Proposes To Loosen Restrictions On Performance Projections
FINRA also believes that many other firms providing products and services to retail investors would likely choose to rely on the proposed exception.
United States
5 Jul 2017
5
Back to the Future: 2017 [Expect Focus Life Insurance – December 2016]
Back to the Future: 2017 [Expect Focus Life Insurance – December 2016].
United States
30 Jan 2017
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