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Searching Content indexed under Financial Services by Catherine Martin ordered by Published Date Descending.
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D.C. Circuit Rules Managers Of Open-Market CLOs Are Not Required To Have "Skin In The Game" - August 22, 2018
A three-judge panel of the U.S. Court of Appeals for the D.C. Circuit issued a unanimous decision1 holding that the final rules implementing the requirements of Section 941 of the Dodd-FrankWall Street Reform and...
United States
30 Aug 2018
2
D.C. Circuit Rules Managers Of Open-Market CLOs Are Not Required To Have "Skin In The Game"
A three-judge panel of the D.C. Circuit issued a unanimous decision holding that the final rules implementing the requirements of Section 941 of the Dodd-Frank Act do not apply to "open-market CLO" managers.
United States
22 Feb 2018
3
Regulators Mull Changes To The Volcker Rule's Treatment Of Certain Foreign Excluded Funds
Leveraged Finance partner Douglas Landy, Alternative Investments special counsel Catherine Leef Martin, and Leveraged Finance associate James Kong published an article in Westlaw Journal Derivatives ...
United States
8 Nov 2017
4
Joint Ventures Under The Volcker Rule: A Modest Attempt To Bring The Joint Venture Exclusion Out Of The Regulatory Wilderness
It is an axiom of statutory and regulatory construction that words adopted as law must have some meaning capable of being applied.
United States
14 Mar 2016
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