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Searching Content indexed under Charges, Mortgages, Indemnities by Cozen O'Connor ordered by Published Date Descending.
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1
Student Loans: Some Issues To Consider
Although these are not the only aspects of student loan policy that will come up in the next legislative session, these issues will drive the discussion regarding student loans.
United States
9 Nov 2012
2
Even After Installing Extra Insulation, The FHFA Proposed Rule On PACE Leaves Homeowners Out In The Cold
Property Assessed Clean Energy (PACE) is a property assessment used to finance the upfront costs of energy efficiency upgrades.
United States
30 Jul 2012
3
The JOBS Act: SEC Guidance On The Confidential Submission Process
H.R. 3606, also known as the Jumpstart Our Business Startups Act (JOBS Act), was signed into law on April 5, 2012. Since its enactment, the Division of Corporate Finance (the Division) of the Securities and Exchange Commission (the Commission) has provided guidance on the implementation and application of the JOBS Act in light of its existing rules, regulations and procedures.
United States
17 May 2012
4
JOBS ACT BECOMES LAW AND SEC ISSUES GUIDANCE: The JOBS Act Reforms The Regulatory Scheme Governing The Offering Of Securities
The Jumpstart Our Business Startups Act, or JOBS Act, was enacted on April 5, 2012.
United States
23 Apr 2012
5
The Implications Of A Cyberattack On Your Securities Portfolio: You May Want To Read Your Holdings’ 10-Ks
So, you think that a corporate cyberattack has nothing to do with you? If so, think again. Indeed, to the extent you own stock or securities, the value of your holdings could be at risk in the event of a cyberattack.
United States
12 Apr 2012
6
Judge Rakoff & S.E.C.'s Policy Of Settling Without Admissions Of Wrongdoing - "HALLOWED BY HISTORY, BUT NOT BY REASON"
On March 15, 2012, a panel of the Second Circuit Court of Appeals granted a stay of the district court litigation brought by the Securities Exchange Commission against Citigroup Global Markets, Inc.
United States
26 Mar 2012
7
Securities Law and Cyber Disclosures… Perfect Together…Especially for Cyber and Tech Underwriters and Brokers. And Me
Its not often that worlds collide or that interests converge into one amorphous epiphany. But that’s exactly what happened to me recently, when the Division of Corporate Finance (DCF) of the U.S. Securities and Exchange Commission (SEC) issued a Disclosure Guidance identifying the types of information public companies should consider disclosing about cyber risks and events that could impact their financial statements.
United States
2 Nov 2011
8
Securities Fraud Class Certification Fails Due To Critical Question: Did All Class Members Purchase A Security?
A recurring theme here has been the importance in class certification motions of the underlying substantive law. Yet another recent example comes from a securities fraud action in a Nevada federal court.
United States
20 Oct 2011
9
SEC Speaks On Securitizations
On January 20, 2011, the Securities and Exchange Commission (SEC) adopted several final rules applicable to asset backed securities (ABS), which were mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Wall Street Reform Act) as codified in revisions to the Securities Act of 1933, as amended (the Securities Act) and the Securities Exchange of 1934, as amended (the Exchange Act).
United States
17 Oct 2011
10
The Applicability Of Morrison v. Nab To Foreign-Cubed Claims By The SEC
On June 10, 2011, Judge Barbara Jones of the U.S. District Court for the Southern District of New York issued a decision in the case SEC v. Goldman Sachs & Co., No. 10-3229 (Goldman Sachs), that applied the Supreme Court’s Morrison decision to claims by the SEC under both the Securities Exchange Act of 1934 and the Securities Act of 1933.
United States
16 Aug 2011
11
The Applicability Of "Morrison v. NAB" To Foreign-Cubed Claims By The SEC
On June 10, 2011, Judge Barbara Jones of the U.S. District Court for the Southern District of New York issued a decision in the case "SEC v. Goldman Sachs & Co.", No. 10-3229 ("Goldman Sachs"), that applied the Supreme Court’s "Morrison" decision to claims by the SEC under both the Securities Exchange Act of 1934 and the Securities Act of 1933.
United States
13 Jul 2011
12
Supreme Court Decision Limits Scope of Private Securities-Fraud Actions
This morning, the Supreme Court issued an important decision limiting the scope of private securities fraud. actions.
United States
16 Jun 2011
13
FINRA Adopts New Regulations to Address the Allocation, Pricing and Trading of New Issues
The Securities and Exchange Commission recently approved Financial Industry Regulatory Authority (FINRA) Rule 5131, which will go into effect on May 27, 2011. This rule imposes substantial new limitations on the initial public offering process in an effort to engender public confidence.
United States
13 Apr 2011
14
FINRA Proposes Amendments To The Rule Governing Member Firm Participation In Private Placements
The Financial Industry Regulatory Authority (FINRA) has proposed amendments to Rule 5122 (the rule), which governs a member firm’s participation in private placements.
United States
14 Mar 2011
15
FINRA Proposes Amendments to the Rule Governing Member Firm Participation in Private Placements
The Financial Industry Regulatory Authority (FINRA) has proposed amendments to Rule 5122 (the rule), which governs a member firm’s participation in private placements.
United States
3 Mar 2011
16
HSR Filing Threshold Increases to $66 Million ... and Other Facts that May Impact Whether You Have to File
The Federal Trade Commission has released the annual jurisdictional adjustments for premerger notification filings made pursuant to the HSR Act, which take effect for transactions closing on or after February 24, 2011.
United States
2 Feb 2011
17
Preparation and Filing of Financing Statements/Let the Secured Party Beware!
A creditor that takes a security interest in assets of a debtor to secure the debtor’s obligations will, for most types of assets, "perfect" the security interest by filing one or more financing statements in the appropriate filing office.
United States
23 Nov 2010
18
SEC Proposes Say-On-Pay Rules
Pursuant to Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, on October 18, 2010, the U.S. Securities and Exchange Commission (the SEC) proposed amending its rules to enable shareholders to cast advisory votes on executive compensation and golden parachute compensation.
United States
18 Nov 2010
19
SEC Proposes Rule to Define 'Family Office'
"Family offices" are entities established by wealthy families to manage their wealth, plan for their families’ financial future, and provide other services to family members.
United States
17 Nov 2010
20
Supreme Court Addresses the Constitutionality of Public Company Accounting Oversight Board - PCAOB Actions, Enforcement Proceedings, and Investigations Unaffected
On June 28, 2010, the U.S. Supreme Court issued a much anticipated decision in "Free Enterprise Fund v. Public Company Accounting Oversight Board" (No. 08-861).
United States
12 Jul 2010
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