Searching Content indexed under Charges, Mortgages, Indemnities by Jones Day ordered by Published Date Descending.
Links to Result pages
NIFA Solicits Nominations For Veterinary Medicine Loan Repayment Program
The notice initiates a 60-day nomination period for fiscal year 2015 and describes the procedures and criteria by which regions may nominate veterinary shortage situations.
United States
17 Dec 2014
Government's Annual Certification Claims Under The FCA Take A Hit In Federal Court In California In A Case Involving Individual Liability
In a recent decision, United States v. Reunion Mortgage, Inc., David Thayer and Kent Harvey, Case No. 13-02340 SBA, a federal court rejected annual certification claims, a backbone of the Department of Justice's mortgage fraud practice in recent years, in a case involving individual liability.
United States
15 Nov 2013
Delaware Court Of Chancery Awards $1.263 Billion In Damages For Controlling Stockholder Transaction Found To Be Unfair
On October 14, 2011, Chancellor Leo Strine of the Delaware Court of Chancery awarded $1.263 billion to Southern Peru Copper Corp. ("Southern Peru") following trial of a derivative lawsuit against a controlling stockholder of Southern Peru and certain of its affiliates who served as directors of Southern Peru.
United States
21 Nov 2011
Supreme Court Resolves Circuit Split On Proof Of Loss Causation At The Class Certification Stage
In Erica P. John Fund Inc. v. Halliburton Co., --- S. Ct. ----, No. 09–1403, 2011 WL 2175208, at *3 (U.S. June 6, 2011), the Supreme Court unanimously rejected the Fifth Circuit's requirement that a securities fraud plaintiff prove loss causation before a class can be certified under Rule 23.
United States
15 Jun 2011
Supreme Court To Consider Circuit Split On Proof Of Loss Causation At The Class Certification Stage
Conflicting opinions in the past two years from the Second, Fifth, and Seventh Circuits have created uncertainty regarding the extent to which, in a private action under Section 10(b) of the Securities Exchange Act of 1934, a plaintiff who invokes the fraud-on-the-market presumption of reliance must prove loss causation at the class certification stage in order to be able to proceed on behalf of a class.
United States
28 Apr 2011
Fund Raising In The United Arab Emirates To Be Regulated
The Securities and Commodities Authority of the United Arab Emirates ("ESCA") has recently published draft regulations that, if enacted as proposed, will significantly increase the regulation of both foreign and local investment funds active in the United Arab Emirates (the "UAE").
United Arab Emirates
1 Mar 2011
Dubai Set To Alter IPO Rules To Attract Listings
NASDAQ Dubai recently announced a proposal ("Proposal") to implement wide-ranging changes to the Dubai International Financial Exchange Listing Rules, 2005 ("Listing Rules").
United Arab Emirates
22 Feb 2011
Chinese Companies Trading in U.S. Face Increased Scrutiny by SEC, Congress, and Private Plaintiffs
Several Chinese companies brought onto public United States stock markets through reverse mergers with existing U.S. issuers have been the focus of recent investigations, enforcement actions, and private civil litigation.
2 Feb 2011
Federal Appeals Court Finds No Default Under Indenture Reporting Covenant
The U.S. Court of Appeals for the Eighth Circuit recently held in UnitedHealth Group Inc. v. Wilmington Trust Co. that an issuer had not defaulted under the reporting covenant of its bond indenture by failing to timely file a quarterly report with the Securities and Exchange Commission.
United States
5 Jan 2009
SEC Guidance On The Use Of Company Web Sites For Disclosure To Investors
On August 1, 2008, the Securities and Exchange Commission issued an interpretive release providing guidance as to how public companies may use their web sites to comply with the federal securities laws.
United States
13 Aug 2008
SEC Proposes Revisions To Rule 15a-6 To Improve Regulation Of Foreign Broker-Dealers
On June 23, 2008, the Securities and Exchange Commission ("SEC") proposed revisions to Rule 15a-6 in order to expand the scope of activities that may be undertaken in the U.S. by foreign broker-dealers without registering under the Securities Exchange Act of 1934.
United States
29 Jul 2008
SEC Proposes Amendments To Rule 12g3-2(b) Exemption From Registration Under Section 12(g) Of The Securities Exchange Act Of 1934 And Other Rules And Forms
On February 13, 2008, the U.S. Securities and Exchange Commission (the "SEC") proposed amendments to Rule 12g3-2(b) under the Securities Exchange Act of 1934 (the "Exchange Act") and to various other foreign issuer reporting requirements.
United States
8 Apr 2008
SEC Adopts Amendments To Rule 144 And 145 And Other Reforms
SEC Adopts Amendments To Rule 144 And 145 And Other Reforms.
United States
16 Jan 2008
SEC Maintains Status Quo In Shareholder Access
On November 28, 2007, the Securities and Exchange Commission (the "SEC") approved, in a split vote, an amendment to Rule 14a-8(i)(8) of the proxy rules to codify the Staff's interpretation of the rule and maintain the status quo with regard to shareholder access to a company's proxy statement with respect to director elections and nominations.
United States
11 Dec 2007
SEC Staff Observations On Executive Compensation Disclosure
On October 9, 2007, the SEC Staff released its long-awaited report presenting its observations from the Staff's ongoing review of disclosures under the SEC's enhanced executive compensation rules.
United States
17 Oct 2007
SEC Releases Shareholder Access Proposals
On July 25, 2007, the Securities and Exchange Commission (the "SEC") issued two proposals regarding shareholder access to a company's proxy statement with respect to director nominations. Although the comment period for both proposals ends on October 2, 2007, SEC Chairman Cox has stated unambiguously that a clear final rule relating to these matters will be in place in time for the 2008 proxy season.
United States
5 Sep 2007
SEC Adopts Section 404 Interpretive Guidance and Rule Amendments; New PCAOB Auditing Standard
On June 20, 2007, the Securities and Exchange Commission issued interpretive guidance (the "Interpretive Guidance") and rule amendments regarding management's report on internal control over financial reporting ("ICFR").
United States
13 Aug 2007
Links to Result pages