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Searching Content indexed under Debt Capital Markets by Holland & Knight ordered by Published Date Descending.
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Federal Court: Unlicensed Debt Buyer Violates FDCPA
•The U.S. District Court for the District of New Jersey has denied a defendant's motion to dismiss a putative statewide class action complaint that alleged that the defendant violated
United States
28 Jun 2019
2
No Harm, No Foul: Seventh Circuit Again Demands Concrete Harm In FDCPA Cases
Whether there is a connection to the near end of another exciting National Basketball Association season is unknown, but in a recent ruling issued by the U.S. Court of Appeals for the Seventh Circuit
United States
24 Jun 2019
3
Supreme Court Grants Certiorari In Case That Could Increase FDCPA Litigation
The U.S. Supreme Court on Feb. 25, 2019, granted certiorari in a Fair Debt Collection Practices Act (FDCPA) case involving a legal issue that could dramatically expand the scope of FDCPA liability
United States
20 Mar 2019
4
SEC Issues New Material Event Notices Under Proposed Rule 15c2-12 Amendments
he U.S. Securities and Exchange Commission (SEC) has proposed adding two additional triggers – in new subparagraphs (15) and (16) – for the material events notice requirements under Rule 15c2-12 (the Proposed Rule).
United States
19 Apr 2017
5
ESOPs: A Powerful Tool For Closely Held Banks
An Employee Stock Ownership Plan (ESOP) is a powerful and effective tool that can be used for addressing many different issues facing closely held banks. For shareholders in a closely held bank...
United States
22 Mar 2017
6
Joint Notice: MSRB And FINRA Increasing Scrutiny Of Private Bank Placements
Direct lending by banks has proliferated in the $3.7 trillion municipal bond market as states, local governments and non-profits find that they can borrow, in the form of direct loans...
United States
29 Apr 2016
7
SEC Adopts "Regulation A+" That Expands Capital Raising Flexibility For Non-Public Companies
On March 25, 2015, the U.S. Securities and Exchange Commission (SEC) adopted final rules that will greatly facilitate the ability of private (i.e., non-SEC reporting) financial institutions and other companies to access the capital markets and issue non-restricted.
United States
7 Apr 2015
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