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Searching Content indexed under Debt Capital Markets by John Verwey ordered by Published Date Descending.
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Regulation Round Up (June 2017)
The ESMA published its final report on guidelines on product governance requirements under the MiFID II Directive (2004/65/EU). The guidelines (set out in Annex IV) to the final report aim to promote greater convergence in the implementation and application of the MiFID II requirements on product governance.
UK
6 Jul 2017
2
Regulation Round Up
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6).
European Union
6 Jun 2017
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