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Searching Content indexed under Capital Adequacy/BASEL by Travers Smith LLP ordered by Published Date Descending.
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EBA Proposals For Higher Capital Requirements, And Changes To Pay Regulation And Other Prudential Rules, For MiFID Firms
On 29 September 2017, the European Banking Authority made recommendations to the European Commission for a new European law addressing the prudential regulation of MiFID investment firms.
UK
16 Oct 2017
2
Funds: Timely Reminders On Product Design, Marketing, Assessing Suitability And Selling
Today's £7.7 million fine on Barclays Bank plc ("Barclays"), the highest so far imposed by the FSA for retail failings, sends a clear warning to firms that shortcomings in the process of selling funds to retail investors will not be tolerated and will be subject to severe punishment.
UK
26 Jan 2011
3
Finance Monthly - November 2010
Welcome to the monthly finance bulletin from our banking and corporate recovery department. We were delighted to be placed highly in the most recent Chambers and Partners directory, in particular amongst the top tier of law firms advising sponsors on banking transactions.
UK
10 Dec 2010
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