Search
Searching Content indexed under Finance and Banking by Goodwin Procter LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
In Long-Awaited Decision, D.C. Circuit Reverses CFPB Enforcement Ruling And Finds CFPB Structure Unconstitutional In Part
The court found the CFPB's structure unconstitutional in insulating the Director from removal by the President, rejected several of the Bureau's interpretations of RESPA...
United States
4 Nov 2016
2
Q1 2016 Sees Continued Focus On Mortgages, Fair Lending, And CFPB Enforcement (Interactive Charts Inside)
Consistent with the trend observed in 2015, federal agencies continue to bring the majority of actions, compared to actions by state attorneys general and state regulatory agencies.
United States
19 Jul 2016
3
FDIC Issues Final Rule Regarding Insured Deposits At Foreign Branches Of U.S. Banks (Financial Services Alert - September 17, 2013)
The Board of Directors of the FDIC approved and the FDIC issued a final rule that excludes deposits in foreign branches of U.S. banks from the guarantee of FDIC insurance under the Federal Deposit Insurance Act.
United States
24 Sep 2013
4
CFPB Issues Guidance Bulletin On Furnisherís Duty To Investigate (Consumer Financial Services Alert - September 17, 2013)
The CFPB issued a guidance bulletin setting forth its expectations for how companies that supply information for credit reports, commonly referred to as furnishers, should comply with the requirements of the Fair Credit Reporting Act in handling investigations of consumer disputes.
United States
24 Sep 2013
5
Supreme Courtís Windsor Decision May Create Opportunities For Tax Savings (Financial Services Alert - August 27, 2013)
The Supreme Courtís recent Windsor decision, overturning a section of the Defense of Marriage Act, may allow significant tax savings for certain married same-sex couples.
United States
3 Sep 2013
6
CFPB Amends Remittance Transfer Rule And Updates Small Business Compliance Guide (Consumer Financial Services Alert - August 20, 2013)
The CFPB released an updated compliance guide to assist small creditors in complying with the remittance transfer rule.
United States
30 Aug 2013
7
SEC Adopts Final Rule Amendments To Reporting, Notification And Audit Rules For Broker-Dealers (Financial Services Alert - August 20, 2013)
This article summarizes the principal elements of the Reporting and Audit Amendments, which amend Rule 17a-5 under the Securities Exchange Act of 1934, make technical and conforming amendments to Rule 17a-11 under the Exchange Act, and adopt new Form Custody.
United States
27 Aug 2013
8
SEC Adopts Final Amendments To Financial Responsibility Rules For Broker-Dealers (Financial Services Alert - August 13, 2013)
On July 30, 2013, the SEC adopted final amendments to the financial responsibility rules for broker-dealers.
United States
 
16 Aug 2013
9
Community Lending Enhancement And Regulatory Relief Act Of 2013, Which Would Provide Relief To Community Banks, Is Introduced In U.S. Senate
Senators Jerry Moran, Jon Tester and Mark Kirk, recently introduced a bill, the Community Lending Enhancement and Regulatory Relief Act of 2013.
United States
7 Aug 2013
10
FDIC Releases Second Series Of Videos Designed To Provide Information To Bank Directors
The FDIC released a second series of videos designed to provide useful and clear information to bank directors concerning corporate governance, compliance and risk management topics.
United States
7 Aug 2013
11
MA Division Of Banks Holds Hearings Regarding 11 Banking, Credit Union And Other Licensee Regulations
The Massachusetts Division Of Banks Announced That It Would hold two public, informational hearings to solicit comments regarding 11 of the Divisionís banking, credit union and other licensee regulations.
United States
7 Aug 2013
12
DOL Provides Flexibility On Timing Of Disclosures For Participant-Directed Plans
The Department of Labor recently issued Field Assistance Bulletin 2013-02A under the Employee Retirement Income Security Act of 1974.
United States
7 Aug 2013
13
DOL Advisory Opinion Clarifies That Revenue Sharing Payments Are Not Plan Assets
The Department of Labor issued Advisory Opinion 2013-03A under the Employee Retirement Income Security Act of 1974.
United States
7 Aug 2013
14
SEC Announces Arrangements With EU/EEA Member State National Regulators For Cross Border Supervisory Cooperation Regarding Asset Management Industry
The SEC issued a press release announcing that it has established supervisory arrangements with financial regulators of the member states of the European Union and the European Economic Area, as part of long-term strategy to improve the oversight of certain entities in the asset management industry that operate across national borders.
United States
7 Aug 2013
15
SEC Staff Grants No-Action Relief To Treat Government Mortgage-Backed Securities And Private Mortgage-Backed Securities As Part Of The Same Industry For Purposes Of Registered Fundsí Industry Concentration Policies
The staff of the SECís Division of Investment Management granted no-action relief, permitting two registered investment companies, via separate requests for relief.
United States
7 Aug 2013
16
Second Circuit Affirms Dismissal Of 1933 Act Claims Alleging Failure To Disclose Risks Of Exchange-Traded Funds That Focused On Meeting Daily Benchmarks
The Second Circuit recently affirmed a decision by a New York federal court dismissing claims by investors in certain ProShares exchange-traded funds that the prospectuses contained in the registration statements for those funds failed to disclose risks in violation of Sections 11 and 15 of the Securities Act of 1933.
United States
7 Aug 2013
17
SEC Staff Issues Guidance On Counterparty Risk Management Practices For Tri-Party Repurchase Agreements
The Staff of the SECís Division of Investment Management recently issued guidance for mutual funds and their investment advisers relating to the use of tri-party repurchase agreements.
United States
7 Aug 2013
18
UK Financial Conduct Authority Proposes New Rules For Pooling And Distribution Of Assets Held By Failed Investment Firms
The United Kingdomís Financial Conduct Authority has issued a Consultation Paper proposing new rules intended to streamline the process for recovering assets from a failed investment firm.
United States
7 Aug 2013
19
SEC Adopts Rule Changes To Implement JOBS Act Mandate To Remove General Solicitation Prohibition For Rule 506 And Rule 144A Offerings (Financial Services Alert For July 23, 2013)
Goodwin Procter has issued a client alert that addresses the final amendments from the perspective of private fund managers and a client alert that addresses the impact on operating company issuers of the final amendments and related SEC rulemaking action regarding private offerings.
United States
24 Jul 2013
20
Federal Banking Agencies Issue Notice Of Proposed Rulemaking Setting Supplementary Leverage Ratio Standards For Largest U.S. Banking Organizations (Financial Services Alert For July 16, 2013)
The FRB, OCC and FDIC recently jointly issued a notice of proposed rulemaking that would increase the supplementary leverage ratio for certain very large, interconnected U.S. banking organizations.
United States
19 Jul 2013
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next