Searching Content indexed under Finance and Banking by DMS Governance Ltd ordered by Published Date Descending.
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Is Your Fund AML Compliant?
Following issuance of the CIMA AML/CFT Guidance Notes in December 2017, DMS Compliance Services have consistently and accurately advised on the requirement for all Cayman domiciled funds...
Cayman Islands
30 Aug 2018
CIMA Releases FAQ On The Recent Changes To AML Regulations
The Cayman Islands Monetary Authority (the "Authority") outlines below, for your reference, its response to frequently asked questions relating to the AMLRs/GN in relation to funds:
Cayman Islands
27 Jul 2018
DMS Governance Welcomes Proposed FCA Changes To The Governance Of U.K. Authorised Fund Managers
The Financial Conduct Authority's (FCA) recently published findings of its asset management market study have led to the announcement of a series of remedies for the concerns identified in its report.
Cayman Islands
10 Apr 2018
Central Bank Of Ireland Enhancements To Loan Originating Fund Rules
Ireland was the first European Union member state to introduce a specific regulatory framework for loan originating investment funds.
28 Feb 2018
Launch Of TCP DLF VIII ICAV On The DMS Loan Origination QIAF
Lee R. Landrum, Managing Partner of TCP said, "Since our Firm's first institutional fund in 1999, we have invested approximately $19Bn in more than 500 companies.
Cayman Islands
6 Feb 2018
Risks In Current Hedge Fund Practices
John D'Agostino was recently asked to contribute an article for the for Wells Fargo Quarterly Report.
United States
24 Aug 2017
Brexit Planning For Investment Managers With A UK Presence
The recent and unexpected outcome of the UK general election has served only to add to the Brexit angst of the asset management community.
Cayman Islands
11 Aug 2017
How Prepared Is The Uk Fund Industry For Brexit?
In the first of our four-part series of surveys DMS have addressed the question of Brexit and the results were surprising.
European Union
23 Jun 2017
How To Prepare For MiFID II Information Management Challenges
When MiFID II comes into place on 3 January 2018, it will be amongst the broadest of financial industry legislations.
Cayman Islands
12 Jun 2017
Cayman Islands AEOI Update – U.S. FATCA And Common Reporting Standard Deadlines Aligned
The Department for International Tax Cooperation ("DITC") has released Version 2.0 of the Common Reporting Standard ("CRS") Guidance Notes and clarified certain areas:
Cayman Islands
25 May 2017
The Impact Of MiFID II On The Funds Industry
The introduction of MiFID II across Europe on 3rd of January 2018 will represent the largest single body of regulation to affect the investment management industry, while also imposing a number of new...
Cayman Islands
25 May 2017
Former General Counsel And Current Independent Director Discusses The Importance Of Robust Fund Governance
The Hedge Fund Law Report recently interviewed Woolverton in connection with his move to DMS, during which he discussed the role of robust fund governance in the context of private funds.
Cayman Islands
10 Mar 2017
Ireland Cements Its Place As The Gateway To European Capital
How the Irish Financial Services Industry Continues to Provide Stability in an Uncertain World.
3 Mar 2017
MiFID II – New European Regulation To Govern Increasing Demand For Bespoke Investment Strategies
MiFID II is an important and key regulatory game changer for the investment fund and capital market industry;
European Union
20 Feb 2017
Board Observer Rights – Is It A Good Idea?
A professional director for a hedge fund might take an instinctive view that board observer rights are not desirable given the traditional view of separation of capital ownership and those responsible for fund governance.
Cayman Islands
6 Feb 2017
Common Reporting Standard: Implementation In Asia
The Common Reporting Standard ("CRS") is an internationally agreed standard for automatic exchange of financial account information ("AEOI") on financial account information...
Cayman Islands
5 Dec 2016
Good News For Direct Lending Funds: Central Bank Of Ireland Relaxes Restrictions
On 25th November, the CBI announced a welcome change to their requirements for Loan Originating Qualifying Investor Alternative Investment Funds (LQIAIFs) which will take effect from 3rd January 2017.
2 Dec 2016
Has Luxembourg Found The Middle Ground For Hedge Funds?
Prior to the much heralded roll out of the AIFMD in 2013, Luxembourg was staunchly entrenched as the leading domicile for regulated mutual funds and private equity funds in Europe.
23 Nov 2016
Navigating In The Wake Of Brexit
As a result of the UK vote to leave the European Union (EU), business must address crucial challenges and questions before formal separation negotiations begin.
27 Oct 2016
Finance Monthly Special Report: Outsourcing
There are various types of services that financial institutions and fund managers look to outsource depending on their size, budget, in-house capabilities, and purpose.
Cayman Islands
10 Aug 2016
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