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Searching Content indexed under Finance and Banking by DLA Piper ordered by Published Date Descending.
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1
FINRA Provides Guidance On Disclosure Innovations In Advertising And Other Public Communications
The Financial Industry Regulatory Authority recently published Regulatory Notice 19-31.
United States
30 Sep 2019
2
Canadian Securities Regulators Propose Eight Initiatives To Reduce Regulatory Burden For Investment ‎Funds‎
On September 12, 2019 the Canadian Securities Administrators ("CSA") published a Notice and Request for Comment on their efforts to Reduce Regulatory Burdens for Investment Fund Issuers
Canada
30 Sep 2019
3
Bank Regulatory News And Trends - 23 September 2019
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
United States
27 Sep 2019
4
Wyoming Aims To Provide Legal Framework For Using Blockchain And Transacting In Digital Assets
In early 2019, the Wyoming legislature enacted a flurry of laws aimed at establishing the state as a haven for businesses and investors that focus on blockchain and digital assets.
United States
24 Sep 2019
5
No-Deal Brexit: Impact On Financial Markets
While a range of outcomes, including a departure under the terms of the current Withdrawal Agreement, remains possible, it is important
UK
13 Sep 2019
6
Reflecting On Unauthorised Wealth Orders: Considerations For Mortgagees
Unexplained wealth orders (UWO) were introduced in January 2018 and the National Crime Agency (NCA) has now successfully obtained five
UK
12 Sep 2019
7
The Proposal For An EU Directive On Credit Servicers, Credit Purchasers And The Recovery Of Collateral - A Key Instrument To Seize The Non-Performing Loans Or A Belated Initiative?
Loans are defined as non-performing when the borrower is unable to make scheduled payments for more than 90 days past the due date or when the loan is assessed as unlikely to be repaid.
European Union
12 Sep 2019
8
SEC Issues Guidance On Investment Advisers' Proxy Voting Responsibilities
The Securities and Exchange Commission (SEC) recently issued guidance clarifying the proxy voting responsibilities of investment advisers (IA Proxy Release).
United States
12 Sep 2019
9
Croatian Law Providing For Retroactive Invalidity Of Credit Agreements In Croatia With An Unauthorized Foreign Lender Incompatible With EU Law
In a recent judgment1, the Court of Justice of the European Union (CJEU) ruled that national law may not, by means of a retroactive, general and automatic rule,
European Union
11 Sep 2019
10
Bank Regulatory News And Trends - August 26, 2019
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
United States
11 Sep 2019
11
China Further Opens Up Its Financial Services Sector
On 20 July 2019, the Office of Financial Stability and Development Committee (the Office) under the State Council published the Relevant Measures for Further Opening Up the Financial Sector (the 11 Measures).
China
11 Sep 2019
12
Bank Regulatory News and Trends
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape
United States
11 Sep 2019
13
Judge, Jury And Executioner: New Guidance For Financial Institutions As Gatekeepers Of The Financial System
For example, institutions will now be explicitly required to provide as many different training courses as is required for each specific function in an organization.
Netherlands
21 Aug 2019
14
Funds Take Note: Puerto Rico's New Incentives Code Is Now In Effect
The Incentives Code effectively consolidates all tax incentives available for different economic activities in a single code.
UK
21 Aug 2019
15
2019 Budget Moves Towards Providing An Oversight Framework For Retail Payments‎
The Government of Canada's 2019 Budget, "Investing in the Middle Class" (the "2019 Budget") includes a plan to take the first steps towards establishing a new retail payment oversight
Canada
16 Aug 2019
16
Bank Regulatory News And Trends - August 2019
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
United States
14 Aug 2019
17
Luxembourg Bills Implementing ATAD II And DAC6 Published Today
On 8 August 2019, two new Bills (No 7465 and No 7466) were introduced to the Luxembourg Parliament (Chambre des Députés).
Luxembourg
13 Aug 2019
18
Outsourcing - New Regulatory Requirements - Financial Services And Insurance Sector
The National Bank of Belgium (NBB) has issued a new Circular on outsourcing arrangements (Circular NBB_2019_19)
Belgium
9 Aug 2019
19
Israel Group News August 2019
Welcome to the August 2019 issue of our global newsletter.
Israel
9 Aug 2019
20
Bank Regulatory News And Trends - 29 July 2019
FinCEN, bank regulators clarify tailored, risk-based approach to BSA/AML examinations.
United States
8 Aug 2019
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