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Searching Content indexed under Finance and Banking by Foley Hoag LLP ordered by Published Date Descending.
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1
SBA Announces New Fee On Leverage Draws And New Process For Leverage Approval Notices
On August 14, 2019, the U.S. Small Business Administration ("SBA") announced that it will charge a new fee on draws of committed SBA leverage made on and after October 1, 2019.
United States
23 Aug 2019
2
Form SHL: Report of Foreign Residents' Holdings of U.S. Securities Due August 30, 2019
Investment advisers, hedge and private fund managers and U.S.-resident entities should review whether they have any filing obligations under Treasury International Capital ("TIC")
United States
19 Aug 2019
3
Senate Finance Committee Issues Report On Medicaid Supplemental Payments
The other class of non-DSH supplemental payments that the Committee adresses is demonstration supplemental payments.
United States
31 May 2019
4
Momentum Grows For Federal Banking Legislation
Last month, the House Financial Services Committee advanced a federal marijuana banking bill to the full House on a bi-partisan 45 to 15 vote.
United States
16 May 2019
5
April 1, 2019: Effective Date Of NFA Compliance Rule 2-9
As a reminder, pursuant to an Interpretive Notice recently released by the National Futures Association ("NFA"), all commodity pool operators ("CPOs") ...
United States
10 Apr 2019
6
CFTC 4.13(a)(3) Annual Affirmations Due March 1, 2019
As a reminder, fund managers relying on the exemption from registration with the U.S. Commodity Futures Trading Commission (the "CFTC") set forth in Rule 4.13(a)(3), commonly referred to as the "de minimis exemption," must affirm their claim of exemption by this Friday, March 1, 2019.
United States
7 Mar 2019
7
Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - February 12, 2019
Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - February 12, 2019
United States
20 Feb 2019
8
And The Beat Goes On . . . Nasdaq Comments On The Shutdown
Proving that where there's a will, there's a way, the U.S. capital markets continue to push forward as the political stalemate at the heart of the federal government shutdown continues.
United States
31 Jan 2019
9
Yes, They Really Mean It: The SEC Brings Another Enforcement Action Relating To The Presentation Of Non-GAAP Financial Measures
This past Boxing Day, the SEC delivered another reminder that it remains intensely focused on public companies' disclosure of non-GAAP financial measures.
United States
17 Jan 2019
10
WARN Act Damages Not Subject To Massachusetts Wage Act
Corporate insolvencies and near insolvencies regularly generate significant claims and litigation initiated by creditors seeking payment ...
United States
14 Jan 2019
11
Reminder: Renewal And Notice Filing Fees For Investment Advisers Due By December 17
As a reminder, investment advisers who are subject to any state registration, renewal or notice filing fees must have funded their IARD accounts by December 17 in order to cover such fees...
United States
6 Dec 2018
12
Massachusetts Banks Open To Serving Recreational Cannabis Companies
GFA Federal Credit Union, a Massachusetts credit union with headquarters in Gardner, will become the first financial institution in the Commonwealth to serve the recreational cannabis industry by offering banking services to cannabis companies.
United States
17 Oct 2018
13
SEC Staff Clarifies New Form 10-Q Requirement
Yesterday the SEC staff issued CD&I 105.09 ...
United States
1 Oct 2018
14
FBAR Filing Deadline: October 15, 2018
If you are required to file a Foreign Bank Account Report ("FBAR") with respect to 2017, it must be filed electronically with the U.S. Treasury Department on or before October 15, 2018.
United States
28 Sep 2018
15
Many New Smaller Reporting Companies Eligible For Disclosure Relief In Their Next Form 10-Q
Smaller reporting companies enjoy more extensive relief in their annual reports on Form 10-K and annual proxy statements.
United States
30 Aug 2018
16
SEC Enforcement Action Targets Unsupported Financial Projections
On August 7, 2018, the SEC brought a settled cease-and-desist proceeding against Ribbon Communications Inc., the successor to Sonus Networks, Inc. ...
United States
22 Aug 2018
17
Cayman Islands FATCA/CRS Reporting Deadlines Extended
The Cayman Islands FATCA/CRS reporting portal will be closed on June 1, 2018, but will reopen on June 15, 2018.
Cayman Islands
1 Jun 2018
18
Join Us At NewCo Boston!
We are hosting a session at NewCo Boston entitled "Planning for Exit. Top 5 Pitfalls." It's never too soon to plan for your company's exit.
United States
11 Apr 2018
19
Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - February 2018
All investment advisers registered with the Securities and Exchange Commission ("SEC") or The Commonwealth of Massachusetts are required to review their compliance policies ...
European Union
27 Feb 2018
20
Democratic State AGs Want Greater Power To Supervise Banking, Doubt Federal Efforts
In the last week of December 2017, Democratic senators introduced the "Accountability for Wall Street Executives Act of 2017," which would amend the National Banking Act to allow state AGs ...
United States
5 Jan 2018
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