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Searching Content indexed under Finance and Banking by Kramer Levin Naftalis & Frankel LLP ordered by Published Date Descending.
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1
ISDA CDS NTCE Extension
ISDA has extended the closing date for the CDS NTCE Protocol by two weeks. The Protocol will now close on Oct. 28.
United States
23 Oct 2019
2
New Public Alternative Funds - October 17, 2019
New Public Alternative Funds - October 17, 2019
United States
23 Oct 2019
3
CDS Fix Seeks Support For January Lift-Off
Traders of credit default swaps (CDS) are being asked to sign up to amended rules underpinning their contracts from September 16
United States
15 Oct 2019
4
L'harmonisation modulaire de la réglementation européenne : le cas d'école de la DSP 2
Le 14 septembre 2019, les mesures phares de la DSP 2 devaient entrer en application : mais en guise de grand moment, cette date marque,
France
15 Oct 2019
5
Public Alternative Funds Archive - 2018 (October 03, 2019)
Public Alternative Funds Archive - 2018 (October 03, 2019 )
United States
11 Oct 2019
6
SEC Eases Path For Exchange-Traded Fund (ETF) Launches
In an effort to modernize the regulation of ETFs, the U.S. Securities and Exchange Commission (the SEC) announced today its adoption of Rule 6c-11...
United States
4 Oct 2019
7
New Public Alternative Funds - October 03, 2019
New Public Alternative Funds - October 03, 2019
United States
4 Oct 2019
8
Fed Proposes Capital Rule For S&L-Owning Insurers ― What You Need To Know
Insurers that own depository institutions (DIs), mainly mutual insurers owning savings and loans (S&Ls), have been waiting since the 2010 adoption
United States
2 Oct 2019
9
Public Alternative Funds Archive - 2015 (September 19, 2019)
Public Alternative Funds Archive - 2015 (September 19, 2019)
United States
25 Sep 2019
10
Public Alternative Funds Archive - 2019 (September 19, 2019)
Public Alternative Funds Archive - 2019 (September 19, 2019 )
United States
25 Sep 2019
11
Public Alternative Funds Archive - 2018 (September 19, 2019)
Public Alternative Funds Archive - 2018 (September 19, 2019)
United States
24 Sep 2019
12
Can Financial Regulation Help Investors To Achieve The United Nations' Sustainable Development Goals (SDG)?
Paris consultant Thierry Bonneau authored an article titled "Can Financial Regulation Help Investors to Achieve the United Nations'
France
19 Sep 2019
13
Actualité juridique : juillet – août 2019
La loi n° 2018-727 du 10 juillet 2018 a prévu des ordonnances pour réformer le régime du taux effectif global, dont l'une pour les sanctions civiles.
United States
13 Sep 2019
14
Une nouvelle catégorie de moyens de paiement : les moyens d'échanges numérique
Paris counsel Pierre Storrer authored an article titled "Une nouvelle catégorie de moyens de paiement : les moyens d'échange numérique" which was published by RTDF on Sept. 4, 2019.
United States
11 Sep 2019
15
La circulation de monnaie électronique
Paris counsel Pierre Storrer authored an article titled "La circulation de monnaie électronique" which was published by the French publication Banque & Droit in August 2019.
United States
11 Sep 2019
16
Legal News - July-August 2019
Law No. 2018-727 of July 10, 2018 provided for ordinances to reform the system of the annual percentage rate, including one for civil penalties. These were indeed diverse in the event
United States
11 Sep 2019
17
Public Alternative Funds Archive - 2017 (September 5, 2019)
Public Alternative Funds Archive - 2017 (September 5, 2019)
United States
6 Sep 2019
19
SEC Sues Investment Adviser For Nondisclosure Of Revenue Sharing Agreement Details
On Aug. 1, the Securities and Exchange Commission (the SEC) charged Commonwealth Equity Services LLC, dba Commonwealth Financial Network (Commonwealth).
United States
2 Sep 2019
20
Federal Agencies Announce Reforms To Volcker Rule
On Aug. 20, the Federal Deposit Insurance Corp. (the FDIC) and the Office of the Comptroller of the Currency (the OCC) approved amendments to the Volcker Rule.
United States
2 Sep 2019
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