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Searching Content indexed under Finance and Banking by Ropes & Gray LLP's Executive Compensation & Employee Benefits Practice ordered by Published Date Descending.
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DOL Issues "Conflict Of Interest" Rule On Investment Advice: Fiduciary Net Will Widen On April 10, 2017
A comprehensive new rule issued by the DOL on April 6 will make a much wider group of advisers subject to fiduciary standards under the Employee Retirement Income Security Act beginning on April 10, 2017.
United States
14 Apr 2016
2
Commenters React To DOL's Proposed Expansion Of Fiduciary-Duty Rules
The Department's proposal would significantly expand the scope of fiduciary activity by redefining what constitutes "investment advice" under ERISA.
United States
18 Aug 2015
3
Treasury Department And IRS Release Proposed Regulations On Management Fee Waivers
On July 22, 2015, the Treasury Department and the IRS released proposed regulations regarding fee-waiver arrangements commonly used by private investment funds.
United States
27 Jul 2015
4
First Circuit Holds that Private Equity Fund May be Liable for Portfolio Company’s Multiemployer Plan Withdrawal Liability
In a decision (Sun Capital) with important implications for private equity sponsors, the U.S. Court of Appeals for the First Circuit has concluded that a private equity fund can be held liable for ERISA liabilities incurred by portfolio companies in which the fund has a sufficient stake
United States
27 Jul 2013
5
SEC Adopts Final Rules On Compensation Committee Listing Standards And Consultant Conflicts Of Interest
On June 20, the SEC adopted final rules implementing the provisions of Section 952 of the Dodd-Frank Act.
United States
27 Jun 2012
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