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Searching Content indexed under Finance and Banking by Ursula Rath ordered by Published Date Descending.
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EBA Publishes New Guidelines On Outsourcing For Institutions Applicable From 30 September 2019
On 25 February 2019, the European Banking Authority ("EBA") published its Final Report on the EBA Draft Guidelines on outsourcing arrangements, which were under consultation during the second half of 2018.
Austria
14 May 2019
2
FMA Publishes Guidance on ICOs and Token Classification
The Austrian Financial Market Authority (Finanzmarkt-aufsicht, FMA) has recently published guidelines on how it views Initial Coin Offerings (ICOs) from a financial services regulatory perspective.
Austria
8 Oct 2018
3
Austria Adopts Statutory Outsourcing Regime For Credit Institutions
The Austrian parliament recently passed an amendment to the Austrian Banking Act (Bankwesengesetz – BWG), introducing a new statutory outsourcing regime for credit institutions applicable from 3 January 2018.
Austria
22 Nov 2017
4
What Is Fit&Proper? Challenges Under The New Joint Fit&Proper Guidelines Of ESMA And EBA
On 26 September 2017, the European Banking Authority ("EBA") and the European Securities and Markets Authority ("ESMA") published the final report of their joint guidelines on the assessment...
European Union
25 Oct 2017
5
The EU Capital Markets Union - Mid-Term Review Of The Capital Markets Union Action Plan
In September 2015 the European Commission ("Commission") adopted an action plan on building a capital markets union (the "CMU") (the "CMU Action Plan").
European Union
22 Jun 2017
6
ECB Publishes Practical Fit And Proper Assessments Guide For Board Members Of Credit Institutions
On 15 May 2017, the ECB published a guide on fit and proper assessments (the "Fit and Proper Guide"), which reflects the result of a public consolidation launched by the ECB on 16 November 2016.
European Union
18 May 2017
7
The EU Capital Market Union - European Commission Establishes Expert Group To Develop Strategy On Sustainable Finance
On 28 October 2016, the European Commission decided to establish a High Level Expert Group on sustainable finance, one of the European Commission's primary objectives within the EU Capital Markets Union.
European Union
7 Nov 2016
8
New Disclosure Requirements For Shareholdings In Listed Companies – Five Things Investors Should Know
The Austrian Stock Exchange Act has recently been amended to significantly extend disclosure obligations for share holdings in listed companies.
Austria
13 Jun 2013
9
New Disclosure Requirements Create Challenges For Investors
The Stock Exchange Act has recently been amended to extend significantly disclosure obligations for shareholdings in listed companies.
Austria
22 Apr 2013
10
Financial Market Authority Tightens Insider Rules In New Compliance Regulation
On 31 January 2012, the Financial Market Authority (FMA) amended the compliance regulation (Amendment to the Emittenten-Compliance-Verordnung 2007, ECV 2007) introducing the concept of „compliance-relevant information".
Austria
20 Feb 2012
11
Council of the European Union Adopts Amendments to Prospectus Directive
The amendments to the Prospectus Directive aim to address deficiencies in the existing legal framework relating to securities prospectuses with a view of improving legal clarity and reducing burdens for issuers and intermediaries, while at the same time enhancing investor protection.
Austria
7 Nov 2010
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