Searching Content indexed under Finance and Banking by David Cifrino ordered by Published Date Descending.
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SEC Approves Changes To Private Offering Rules And Adopts New "Bad Actor" Prohibitions; Proposes Additional Changes To Better Monitor Private Offering Market
The U.S. Securities and Exchange Commission recently approved changes to Rule 506 of Regulation D under the Securities Act of 1933 to implement the elimination, mandated by the Jumpstart Our Business Startups Act.
United States
25 Jul 2013
Public Company Priorities For The New Year
Looking ahead to 2013, directors, executives and general counsel of public companies can take some solace from the fact that 2012 was not a year in which a large number of significant new disclosure rules or governance requirements were adopted by the SEC or the stock exchanges as had regularly been the case in the prior 10 years.
United States
31 Dec 2012
SEC Adopts Final Rules On Say-On-Pay, Say-On-Frequency And Say-On-Parachutes
The SEC recently adopted final rules regarding shareholder advisory votes on executive compensation , the frequency of say-on-pay votes and golden parachute arrangements.
United States
1 Feb 2011
The Effects of the Dodd-Frank Financial Reform Law on Executive Compensation: What You Need to Know
Early planning for the 2011 proxy season will be needed to address the increased scrutiny of executive compensation that will result under the Dodd-Frank financial reform law.
United States
22 Jul 2010
SEC Issues Interpretive Guidance On Climate Change Disclosure
The SEC's guidance is intended to ensure that existing disclosure rules are consistently applied by public companies in a manner that provides enhanced clarity to investors.
United States
23 Feb 2010
Effects Of The New Compensation And Corporate Governance Rules On The 2010 Proxy Season
On December 16, 2009, the U.S. Securities and Exchange Commission (SEC) adopted final rules that augment and revise the compensation and corporate governance disclosure requirements applicable to U.S. public companies.
United States
20 Jan 2010
SEC Adopts Final Rules Requiring Interactive Financial Data In XBRL Format
Subject to a three-year phase-in, public companies are required to file their financial statements in XBRL format in a separate exhibit to reports and registration statements that contain financial statements.
United States
4 Mar 2009
Disclosure Considerations For Public Companies For The 2009 Annual Disclosure Season And Beyond
This advisory discusses developments and trends that will affect the process of preparing the Form 10-K and annual meeting proxy statement in 2009 and subsequent years.
United States
17 Feb 2009
U.S. Public Companies Advised to Prepare Now for Revamped SEC Executive Compensation Disclosure Requirements
On January 27, 2006, the U.S. Securities and Exchange Commission (SEC) proposed significant changes to the rules governing public company disclosure of executive and director compensation arrangements and related party transactions.
United States
2 Jun 2006
Two Years Later – A Recap of The Sarbanes-Oxley Act of 2002 And Related SEC Rulemaking
The Sarbanes-Oxley Act of 2002 (Sarbanes-Oxley) was enacted at a time of remarkable turmoil for corporate America.
United States
1 Sep 2004
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