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Searching Content indexed under Finance and Banking by Kevin R. Bettsteller ordered by Published Date Descending.
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Impact Of The California Consumer Privacy Act On Private Fund Managers
On January 1, 2020, many companies doing business in California will become subject to the CCPA, which imposes a number of obligations related to the privacy of natural persons who are California residents
United States
8 Aug 2019
2
Upcoming Deadline For Form SHL (Holdings Of U.S. Fund Interests By Non-U.S. Persons)
The U.S. Treasury Department is in the process of conducting a survey of foreign ownership of U.S. securities as of June 30, 2019.
United States
8 Aug 2019
3
SEC Settles With Private Fund Manager And Its Principals Over Alleged Misuse Of Fund Assets
On May 6, 2019, the SEC entered into a consent order ("Order") with a private equity fund manager and certain of its principals alleging, in part, that the manager misused the assets of one of its private funds to the advantage of the manager and certain of its principals.1 According to the Order:
United States
3 Jun 2019
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