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Searching Content indexed under Finance and Banking by Richard Bull ordered by Published Date Descending.
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Regulation Round Up - August 2019
The Financial Conduct Authority ("FCA") published an insight article on artificial intelligence ("AI") in the boardroom. The article considers various AI-related issues in the boardroom.
UK
30 Aug 2019
2
Regulation Round Up - May 2019
The Financial Conduct Authority ("FCA") published a call for input on its evaluation of the Retail Distribution Review and Financial Advice Markets Review.
UK
17 Jun 2019
3
Regulation Round Up - April 2019
The Financial Conduct Authority ("FCA") published a statement announcing that it is commissioning an investigation by an independent person into the issues raised by the failure of London Capital & Finance.
United States
10 May 2019
4
Regulation Round Up - March 2019
The European Banking Authority ("EBA") published an opinion on deposit protection resulting from the United Kingdom's ("UK") withdrawal from the European Union ("EU")
UK
3 May 2019
5
Regulation Round Up - February 2019
The Financial Conduct Authority ("FCA") published a press release announcing that it has agreed with the European Securities and Markets Authority
UK
13 Mar 2019
6
Regulation Round Up - January 2019
The Financial Conduct Authority ("FCA") published a press release explaining that claims management companies can now register for the temporary permission they will need to continue operating when the FCA takes over...
UK
8 Feb 2019
7
Regulation Round Up December 2018
The European Central Bank ("ECB") published a document setting out its cyber resilient oversign expectations for financial market infrastructures.
UK
8 Jan 2019
8
Regulation Round Up – November 2018
The Prudential Regulation Authority ("PRA") updated its consultation paper on changes to the PRA Rulebook and onshored binding technical standards.
European Union
7 Dec 2018
9
Regulation Round Up - October 2018
The Competition and Markets Authority published a paper that was prepared jointly with the Financial Conduct Authority setting out the lessons that have been learned from the programme of work conducted by the UK Competition Network.
UK
8 Nov 2018
10
Regulation Round Up - September 2018
The Prudential Regulation Authority ("PRA") published its Regulatory Digest for August 2018 in which it highlighted key regulatory news including reference to a NISU that the PRA and the FCA launched jointly.
UK
4 Oct 2018
11
Regulation Round Up - August 2018
The Financial Conduct Authority ("FCA") published a statement on selling high-risk speculative investment products to retail clients, following the publication of the European Securities...
UK
6 Sep 2018
12
Regulation Round Up - June 2018
The Financial Conduct Authority ("FCA") published its quarterly consultation (CP18/14), proposing certain changes to the FCA rules.
UK
10 Jul 2018
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