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Searching Content indexed under Finance and Banking by Malin Nilsson ordered by Published Date Descending.
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Title
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Date
1
Debanking And The Law Of Unintended Consequences
There is a curious dynamic at the heart of the current regulatory efforts to counter money laundering and terrorist financing.
Jersey
21 Jun 2019
2
EU Updates Its Blacklist Of Non-Cooperative Jurisdictions In Taxation Matters
On March 12, 2019, the European Union updated the EU Blacklist of Non-Cooperative Jurisdictions in Taxation Matters and added 10 new jurisdictions to the list, including Aruba, Barbados, Belize, Bermuda, ...
European Union
19 Mar 2019
3
Guernsey Financial Services Commission Issues Revised AML/CFT Handbook
On December 12, 2018, the States of Guernsey voted to approve legislation which represents the culmination of a substantial effort to revise Guernsey's proceeds of crime framework in order to meet the ...
Guernsey
17 Jan 2019
4
Jurisdictional Enforcement Trends
Any discussion of the regulatory landscape across the globe is complicated by the dominance of U.S. regulators in the statistics.
Worldwide
5 Nov 2018
5
The Future In Focus
The wheels of justice turn slowly, but grind exceedingly fine, goes the old saying.
Worldwide
1 Nov 2018
6
All in It Together
Consequences for regulatory breaches still vary widely between jurisdictions, particularly when it comes to offshore financial centers.
Jersey
1 Nov 2018
7
Spotlight On Sectors
Big banks are still attracting the largest fines from financial regulators. Similar to previous years, investment banking globally was the recipient of the lion's share of penalty amounts handed out in 2017, with fines totaling US$20.6 billion.
UK
31 Oct 2018
8
Regulatory Enforcement Priorities
The end of the big benchmark manipulation cases, which were somewhat thrust upon regulators, and the freeing up of enforcement resources has allowed regulators to pursue more of their own priorities ...
UK
31 Oct 2018
9
Trends In Penalty Amounts
Globally, fine amounts have edged up following a massive fall from the peak of the big benchmark manipulation cases in 2013 and 2014. This in large is dominated by U.S. enforcement actions.
Worldwide
30 Oct 2018
10
JFSC Issues Findings From Thematic Review Into Suitability Of Investments
In response to increasing concerns around investment advice, in early 2017, the JFSC launched an awareness campaign highlighting the potential dangers of high-risk investments and mis-selling.
Jersey
26 Feb 2018
11
JFSC Supervision Examination Guide
Following changes to the Jersey Financial Services Commission's (JFSC) supervisory approach in recent years, the JFSC has recently published its Supervision Examination Guide...
United States
7 Feb 2018
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