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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
Federal Register: CFTC Proposes Amendments To Swap Margin Rules
The CFTC requested comments on proposed changes to its uncleared swap margin requirements.
United States
25 May 2018
2
OCC Reminds Banks Of Installment Lending Principles
The Office of the Comptroller of the Currency ("OCC") reminded supervised banks of the "core principles" for responsible short-term, small-dollar installment lending.
United States
25 May 2018
3
Financial Regulatory Developments Focus — Issue 20, May 23, 2018
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...
United States
25 May 2018
4
Opportunity Zones: A New Program Incentivizing Private Real Estate Investment In Designated Areas
The Tax Cuts and Jobs Act enacted on December 22, 2017 unveiled new tax incentives designed to encourage long-term private investment in certain designated areas throughout the United States.
United States
25 May 2018
5
CFTC Staff Issue Cryptocurrency Advisory For Registered Exchanges And Clearinghouses
The CFTC's Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) issued a joint staff advisory giving exchanges and clearinghouses registered with the CFTC guidance...
United States
25 May 2018
6
Market Conditions Favor Liquid Alternative Funds: Calamos CEO
In an interview with Bloomberg, Calamos Investments CEO John Koudounis discussed how the current economic conditions are optimal for liquid alternative funds.
United States
25 May 2018
7
Proposed CFTC Rule Aims To Reduce Regulatory Burdens For Market Participants
The CFTC proposed a rule designed to reduce regulatory burdens for U.S. market participants and promote economic growth and job creation.
United States
25 May 2018
9
SEC Charges Brokerage Firms, AML Officer With AML Violations
The SEC settled charges against broker-dealers Chardan Capital Markets and Industrial and Commercial Bank of China Financial Services (ICBCFS) for failing to report suspicious sales...
United States
25 May 2018
10
Federal Register: CFTC Grants Certain Exemptions To Members Of An Indian Exchange
The CFTC deferred to the authority of the NSE concerning transactions in Indian products.
United States
25 May 2018
11
President Trump Signs Law Nullifying CFPB Auto-Loan Financing Regulatory Guidance
President Donald J. Trump signed into law the bill to repeal the Consumer Financial Protection Bureau regulatory guidance on auto-loan financing.
United States
25 May 2018
12
CFPB To Eliminate Student Loan Office
The Office of Students and Young Consumers (Office of Students) has been an important component of the Consumer Financial Protection Bureau (CFPB or the Bureau) since its creation in 2011.
United States
25 May 2018
13
HUD To Evaluate Disparate Impact Discrimination Standard
On May 10, 2018, the US Department of Housing and Urban Development (HUD) announced that it will seek public comment on its disparate impact regulation, which establishes liability...
United States
24 May 2018
14
CFTC Issues Guidance To Exchanges And Clearinghouses On Virtual Currency Derivative Product Listings
The CFTC expects exchanges to enter into information-sharing agreements with spot markets for virtual currency products in order to facilitate access to trade data.
United States
24 May 2018
15
House Passes Bill To Ease Banking Regulations
The legislation, which awaits President Trump's signature, is the first major rollback of the Dodd-Frank Act.
United States
24 May 2018
16
Financial Regulatory Reform Legislation Proceeds Through Congress
On May 22, 2018, the U.S. House of Representatives ("House") passed S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act."
United States
24 May 2018
17
Seventh Circuit Decision Impacts Retailers Regarding Data Security Breach Damages And PIPA
In a world where massive data security breaches occur daily, aggrieved parties, including issuing banks, are seeking the bounds of loss recovery. Courts have been confronted with the question ...
United States
23 May 2018
18
FinCEN's Customer Due Diligence Rule Becomes Effective; FinCEN And FINRA Guidance Provides Interpretive Color For Firms Working To Comply
May 11, 2018 marked the compliance date for the Customer Due Diligence Requirements for Financial Institutions rule[1] issued by the U.S. Treasury Department's Financial Crimes Enforcement Network ...
United States
23 May 2018
19
Risk Retention Survey 2018: Insights From US CLO Managers
As 'open market' US CLOs are now exempt from US risk retention rules, Maples Fiduciary has undertaken a third survey of its US CLO manager clients to assess the impact of the ruling...
United States
23 May 2018
20
Proskauer's 2018 Global High-Yield Bond Study
Proskauer's Leveraged Finance Group has released its 2018 Global High-Yield Bond Study, which provides dealmakers, issuers and investors with an in-depth look at deal terms and trends in the high-yield bond market.
United States
23 May 2018
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