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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
CFPB Announces Review Of Agency's Functions
On January 17, 2018, the Consumer Financial Protection Bureau (CFPB or "Bureau") announced that it soon will begin issuing a series of Requests for Information (RFIs) to "ensure the Bureau is...
United States
19 Jan 2018
2
Podcast - Credit Funds: How Managers Can Avoid And Mitigate ERISA Conflicts
Credit fund managers face unique conflicts issues under ERISA that require specific policies and procedures designed to identify, avoid and mitigate the risks these conflicts pose.
United States
19 Jan 2018
3
Strategies For Fundamental CFPB Changes
The CFPB announced on January 17, 2018 that it will conduct a review of its enforcement, supervision, rulemaking, market monitoring and education activities – i.e., every component of its regulatory functions.
United States
19 Jan 2018
4
CFPB Announces Plans To Reconsider Divisive Short-Term Lending Rule
On January 16, the Consumer Financial Protection Bureau announced its intention to reconsider a controversial rule affecting the short-term (payday) and auto-title lending industries.
United States
19 Jan 2018
5
Federal Reserve Board Announces 2018 Chair Appointments For Federal Reserve Banks
On January 10, 2018, the Federal Reserve Board announced its 2018 chair and deputy chair appointments for Federal Reserve Banks. Each year, the Federal Reserve Board appoints one member ...
United States
19 Jan 2018
6
Federal Reserve Board Adjusts Maximum Civil Money Penalties
On January 10, 2018, the US Board of Governors of the Federal Reserve System announced a final rule adjusting the maximum amount of its civil money penalties.
United States
19 Jan 2018
7
CFTC Chair Giancarlo Names Senior Counsel
CFTC Chair J. Christopher Giancarlo named Maggie Sklar as his Senior Counsel.
United States
19 Jan 2018
8
CFPB To Reconsider Payday Lending Rule
While the Payday Rule became effective on January 16, 2018, compliance with most provisions of the rule is not required until August 19, 2019
United States
19 Jan 2018
9
International Bank Fined $29 Million for BSA/AML Deficiencies
In addition to imposing the fine, the Order requires the Bank's branches to submit periodic progress reports to their applicable Federal Reserve Banks detailing steps taken to comply with the conditions of the Order.
United States
19 Jan 2018
10
CFPB Director Seeks Input On Operations
The Consumer Financial Protection Bureau will solicit public input on how best to fulfill its proper and appropriate functions in order to protect consumers.
United States
19 Jan 2018
11
Student Loans In 2018: Debt Relief Discussions Will Become De Rigueur
2018 may be the beginning of the end of an education finance system that has resulted in overburdened students and families struggling to pay back loans that were too high at their inception...
United States
18 Jan 2018
12
CFTC Approves Amendments To Regulations Under Parts 3 And 9
The CFTC unanimously approved final rules updating Parts 3 and 9 to integrate existing advisory guidance, incorporate SEFs and update provisions currently applicable to designated contract markets (DCMs).
United States
18 Jan 2018
13
New Public Alternative Funds - January 4, 2018
New Public Alternative Funds - January 4, 2018
United States
18 Jan 2018
14
CFTC Issues Relief Regarding Capital Treatment Of Deferred Tax Liabilities From Accounting Principles Changes
The CFTC's Division of Swap Dealer and Intermediary Oversight issued no-action relief to registered futures commission merchants and introducing brokers to exclude deferred tax liabilities...
United States
18 Jan 2018
15
Catalyst, BNP Paribas Partner On Risk Premia Index, Launch Liquid Alternative Fund
Liquid alternative mutual fund specialist Catalyst Funds and BNP Paribas partnered to form the BNP Paribas Catalyst Systematic Alpha Index, a risk premia strategy that allocates between seven strategies ...
United States
18 Jan 2018
16
Proposed EU Guidelines On CCP Requirement For Anti-Procyclicality Margin Measures
On January 8, 2018, the European Securities and Markets Authority launched a consultation on proposed guidelines for national regulators of CCPs on the application of the rules requiring CCPs...
European Union
18 Jan 2018
17
New York DFS Fines Western Union $60 Million For Alleged Violations Of Anti-Money Laundering Laws
Earlier this month, the New York State Department of Financial Services fined The Western Union Company $60 million for allegedly violating the New York Bank Secrecy Act and anti-money laundering laws.
United States
18 Jan 2018
18
D.C. Circuit To Hear Appeal In Fight To Control CFPB
Seyfarth Synopsis: A federal judge on Wednesday denied a request to remove Mick Mulvaney as the CFPB's acting director, finding that the President has authority to appoint the acting director...
United States
18 Jan 2018
19
Underwriting Or Placing Fees, Corporate Finance Contacts And MiFID II
MiFID II is Europe's new financial regulation for investment business which came into effect on 3 January 2018.
United States
17 Jan 2018
20
Weekly Roundup Of Exchange Rules By Category January 12, 2018
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of January 8 to January 12, 2018.
United States
16 Jan 2018
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