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1
Significant Regulatory, Jurisdictional And Enforcement Challenges Ahead For CFTC
In 2018, the Commodity Futures Trading Commission (CFTC or Commission) began operating with a full complement of five commissioners for the first time since 2014.
United States
23 Jan 2019
2
ASC Topic 842: Application Of The New Lease Accounting Standard
ASC 842 – Leases (Accounting Standards Update No. 2016-02), issued by the Financial Accounting Standards Board in February 2016, will take effect on January 1, 2019 for calendar-year public companies.
United States
23 Jan 2019
3
Wayfair Still Has Us Wondering Which Way To Go
If you're a remote seller these days, you may still be wondering just exactly how the South Dakota v. Wayfair decision has affected you.
United States
23 Jan 2019
4
Mortgage Loan Servicer Settles NYDFS Charges For Vacant And Abandoned Property Law Violations
A mortgage loan servicer agreed to pay a $100,000 fine to settle charges, brought by the New York State Department of Financial Services ("NYDFS") for failure to register ...
United States
23 Jan 2019
5
SIFMA Recommends Full Market Close For Martin Luther King Jr. Day
SIFMA recommended a full market close on January 21, 2019, Martin Luther King Jr. Day.
United States
23 Jan 2019
6
New House Financial Services Committee Chair Maxine Waters Outlines Priorities
New Chair of the House Financial Services Committee ("FSC") Maxine Waters (D-CA) outlined Committee priorities.
United States
23 Jan 2019
7
The Opportunity Zone Program Presents Opportunity For Renewable Energy Development
The federal Tax Cuts and Jobs Act of 2017 created a tax incentive program (the "Opportunity Zone Program") that has the potential to provide a significant amount of funding for the development of renewable energy projects.
United States
23 Jan 2019
8
Automatic Renewal Law Awaiting Mayor Approval In Washington D.C.
Washington D.C. is in the process of enacting the Structured Settlements and Automatic Renewal Protections Act of 2018 (the "Act").
United States
23 Jan 2019
9
Reg. Tracker: January 16 to January 31 (2019)
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, nomination deadlines, effective dates and compliance dates.
United States
23 Jan 2019
10
NFA Reminds Members Of Annual Affirmation Obligations For Certain Exempt Or Excluded CPOs/CTAs
The NFA reminded members of the annual affirmation obligations for certain exempt or excluded commodity pool operators ("CPOs") / commodity trading advisors ("CTAs").
United States
23 Jan 2019
11
Basel Committee Oversight Body Approves Final Version Of Market Risk Framework
The revised market risk framework will become effective on January 1, 2022.
United States
22 Jan 2019
12
Brokerage Firm Settles FINRA Charges For Failing To Supervise Registered Representatives' Emails
To settle the charges, AGES agreed to a censure, and to pay a fine of $20,000.
United States
22 Jan 2019
13
STS: A New Age For European Securitisations
Following the financial crisis of 2007-2008, regulators across the globe turned their attention to the securitisation markets.
European Union
22 Jan 2019
14
Duff & Phelps Global Enforcement Review
There are signs that a new regulatory enforcement landscape is coming into view.
Worldwide
22 Jan 2019
15
New York Appellate Court Upholds Title Insurance Kickback Regulation
Last summer, a New York state motion court granted a petition by the title insurance industry challenging a New York State Department of Financial Services ("DFS") regulation
United States
22 Jan 2019
16
FDIC Considers Features Of Strong Credit Risk Grading Systems
In the latest issue of Supervisory Insights, the FDIC Division of Risk Management Supervision ("DRMS") provided "illustrat[ions]" of "strong credit grading systems that incorporate clearly
United States
22 Jan 2019
17
Supreme Court Seeks Solicitor General's Input On Granting Certiorari
On January 14, 2019, the United States Supreme Court invited the Solicitor General to file a brief expressing the views of the United States in connection with a pending petition for writ of certiorari regarding whether, ...
United States
22 Jan 2019
18
High-Yield Bonds In Asia - What Every Issuer Needs To Know (Video)
Since the Asian financial crisis of the late 1990s, the region's high-yield debt capital markets have expanded dramatically.
Worldwide
22 Jan 2019
19
Council Of The EU Publishes Notes On Proposed Regulation And Directive For Supervision Investment Firms
On January 4, the Council of the EU published the following notes from the COREPER relating to the European Commission's proposed Regulation and Directive establishing a new framework for prudential requirements...
European Union
22 Jan 2019
20
Lenders Beware: Acceleration May Defeat Right To Prepayment Premium
Moritt Hock & Hamroff counsel Theresa Driscoll takes a look at the recent Second Circuit Momentive decision and uses it to examine the importance of clarity in drafting loan documents and understanding what loan documents say, ...
United States
22 Jan 2019
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