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Searching Content indexed under Trials & Appeals & Compensation by Douglas J. Davison ordered by Published Date Descending.
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Litigating With The SEC
The SEC has made clear that it welcomes the possibility of having more cases proceed to litigation and has the resources it needs to take hard cases to trial.<
United States
20 Jul 2015
2
Litigating With—And At—The SEC
Last year, the Enforcement Division of the SEC announced its intention to bring more enforcement actions in its own administrative forum rather than in federal court.
United States
27 May 2015
3
Top SEC Enforcement Events Of 2014
This past fiscal year, ending September 30, 2014, was an active one for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC").
United States
27 Feb 2015
4
Should Old Subpoena Compliance Rules Apply In The Digital Age?
For many years, the U.S. Securities and Exchange Commission (SEC) and other administrative agencies have routinely issued subpoenas to employers requesting any and all documents in an employer's possession, custody or control sent or received by particular employees within a specified date range.
United States
5 Nov 2014
5
Should a Defendant Be Forced To Disgorge What He Never Possessed?
To the considerable arsenal of remedies already possessed by the Securities and Exchange Commission the U.S. Court of Appeals for the Second Circuit has recently added another: ..
United States
29 Apr 2014
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