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Searching Content indexed under Trials & Appeals & Compensation by Daniel McCaughey ordered by Published Date Descending.
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Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct
On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit issued a long-awaited decision in Robare Group, LTD. v. SEC, providing valuable insight for investment ...
United States
29 May 2019
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Supreme Court To Decide Whether SEC Claims For Disgorgement Are Subject To Any Statute Of Limitations
The Supreme Court recently granted certiorari to review whether civil enforcement claims brought by the SEC for the remedy of disgorgement are subject to any statute of limitations, or . . .
United States
25 Jan 2017
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Admitting Guilt: The SECís New Settlement Policy
On June 18, 2013, Securities and Exchange Commission Chair Mary Jo White announced that the SEC will require certain respondents to admit wrongdoing as a condition of settling enforcement cases brought by the Commission.
United States
9 Sep 2013
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