Search
Searching Content indexed under Trials & Appeals & Compensation by Steven Lofchie ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
CFTC Proposes Consent Order To Resolve Price Manipulation And Spoofing Case
The CFTC submitted a proposed Consent Order to the U.S. District Court for the Northern District of Illinois that would resolve a civil enforcement action against Navinder Singh Sarao.
United States
16 Nov 2016
2
FSOC Appeals Metlife SIFI Decision
The Financial Stability Oversight Committee ("FSOC") submitted a brief to the United States Court of Appeals for the District of Columbia urging it to reverse a lower court's decision to remove FSOC's designation of MetLife, Inc.
United States
6 Jul 2016
3
Investment Firm Will Pay $194 Million Compensation For Proxy Voting Error
An investment firm announced that it will pay approximately $194 million to compensate certain clients for a proxy voting error made in connection with the leveraged buyout of a computer technology company in 2013.
United States
14 Jun 2016
Links to Result pages
 
1