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Searching Content indexed under Trials & Appeals & Compensation by Sarah L. Levine ordered by Published Date Descending.
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1
Raising The Bar On "Willful" Securities Law Violations
The D.C. Circuit's decision is significant because certain SEC statutes require a finding of willfulness.
United States
16 May 2019
2
Supreme Court Expands Securities-Fraud Scheme Liability
The dissemination of false or misleading information can give rise to primary liability.
United States
4 Apr 2019
3
U.S. Supreme Court Holds SEC's Staff Appointments For Administrative Law Judge Unconstitutional
In Lucia v. SEC, the U.S. Supreme Court made things messy for the Securities and Exchange Commission ("SEC") by vindicating constitutional concerns over the agency's use of administrative law judges.
United States
9 Jul 2018
4
Supreme Court Dismisses Important Securities Case On Issue Likely To Arise Again
The parties in Leidos settled their dispute. The question presented by Leidos is sure to arise again, however, and the Justices have already signaled their interest in it.
United States
28 Jun 2018
5
U.S. Supreme Court Rules On State Court Jurisdiction Over Securities Act Lawsuits
In recent years, plaintiffs increasingly have challenged initial public offerings by filing securities class actions in state courts, especially California, due to an unsettled jurisdictional question.
United States
28 Mar 2018
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