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Searching Content indexed under Trials & Appeals & Compensation by Mishcon De Reya ordered by Published Date Descending.
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PRA And FCA Fine Barclays' CEO James Staley Over Handling Of Whistleblowing
Following a joint FCA and PRA investigation, James Staley the CEO of Barclays Group has been fined a total of £642,430 for failing to act with due skill ...
UK
1 Jun 2018
2
The FCA Prohibits Paul Flowers
The FCA has issued a prohibition order that prevents Paul John Flowers from performing any function in respect of any UK regulated activity.
UK
1 Jun 2018
3
FCA Fines Vanquis Bank £1.97m And Orders Substantial Restitution, In Respect Of Sales Calls Practice
The FCA has fined Vanquis Bank ("Vanquis"), £1.97m (including a stage 1 settlement discount of 30%) and required it to pay restitution to clients estimated at around £11.87m.
UK
1 Jun 2018
4
FT Adviser: Legal Fight With Advisers Who Sold Film Tax Scheme On Hold
FT Adviser reported on Friday 6 April that several legal claims against the media investment company Ingenious were put on hold after a recent court hearing.
UK
13 Apr 2018
5
First Upper Tribunal Case On Third Party Rights Since Macris
In the post-Macris world, the Upper Tribunal has in the case of a Mr Cooper delivered its first judgment on identification.
UK
31 Jan 2018
6
Merrill Lynch Receives Substantial Fine For Transaction Reporting Failures
Without this discount, the fine would have been £49,320,000.
UK
31 Jan 2018
7
Rio Tinto Plc Fined £27 Million For DTR Breaches
A brief summary of the facts is as follows.
UK
31 Jan 2018
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