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Searching Content indexed under Trials & Appeals & Compensation by Claudius Sokenu ordered by Published Date Descending.
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Second Circuit Accepts Controversial "Inflation-Maintenance" Theory Of Securities Fraud Liability
In so-called "price maintenance" securities fraud cases, plaintiffs argue that a misrepresentation that does not cause a stock's price to rise can nevertheless be actionable under Section 10(b) of the Exchange Act.
United States
11 Oct 2016
2
Sokenu Authors Article On Constitutionality Of SEC Administrative Proceedings
The SEC's selective use of administrative proceedings (AP) for some, but not all, litigated enforcement actions has been the subject of significant public criticism in recent years.
United States
12 Sep 2016
3
D.C. Circuit Upholds Constitutionality Of SEC Administrative Proceedings
On August 9, 2016, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit issued Lucia v. SEC...
United States
19 Aug 2016
4
Eighth Circuit Holds Presumption Of Reliance Rebutted Under Halliburton II And Reverses Class Certification In Securities Action
The Best Buy action involves three alleged misrepresentations—all of which related to one another and occurred within a few hours
United States
19 Apr 2016
5
How A Skilled Board Should Manage An Internal Investigation
With the recent uptick in global enforcement efforts, boards of directors are increasingly adept at managing internal investigations and navigating potential land mines...
United States
1 Apr 2015
6
Securities Enforcement 2014 Mid-Year Review
While not nearly as transformative and dramatic as the first half of 2013, the first six months of 2014 was just as busy and productive.
United States
6 Aug 2014
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