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Searching Content indexed under Litigation, Mediation & Arbitration by Pinchos Goldberg ordered by Published Date Descending.
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Whistleblower Challenges Delayed Bounty Award
In a petition for a writ of mandamus filed on April 29, 2019 with the U.S. Court of Appeals for the D.C. Circuit, an unidentified whistleblower who claims to have tipped the SEC to alleged violations
United States
31 Jul 2019
2
4th Circuit Vacates ARB SOX Whistleblower Decision For Lack Of Protected Activity
On June 13, 2019, the Fourth Circuit overturned the ARB's decision in favor of a complainant, ruling that the plaintiff had not engaged in protected activity under the SOX whistleblower
United States
29 Jul 2019
3
Update On Bofl SOX Whistleblower Litigation
We previously reported in October 2017 and March 2017 on a whistleblower litigation brought by Charles Erhart, a former Bank of Internet Holding, Inc. (Bofl) internal auditor.
United States
3 Jun 2019
4
Alabama Federal Court Denies Motion For Summary Judgement On SOX Whistleblower Claim
On April 2, 2019, the U.S. District Court for the Northern District of Alabama denied a defendant-employer's motion for summary judgment on a SOX whistleblower retaliation claim
United States
16 May 2019
5
California Federal Court Stays SOX Claim Pending Arbitration Of Related Claims
On December 21, 2018, the U.S. District Court for the Northern District of California stayed a plaintiff's whistleblower retaliation claim under SOX
United States
14 Jan 2019
6
Cal. Court Limits Protected Activity Under Dodd-Frank Whistleblower Provision
Plaintiff, a CPA who was employed by the Company, allegedly complained to his managers about various purported errors in the Company's accounting practices.
United States
9 Jul 2015
7
6th Circuit Reverses Itself, Abandons "Definitively And Specifically" Standard For SOX Whistleblower Protected Activity
Mr. Rhinehimer was a certified financial planner at U.S. Bancorp (Company) who was terminated after he complained to his supervisor about allegedly inappropriate trades.
United States
10 Jun 2015
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