Search
Searching Content indexed under Litigation, Mediation & Arbitration by Garrett Bishop ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
A Summary Of Certain Recent Enforcement And Non-Enforcement Actions
On March 27th, the Supreme Court issued a 1934 Act Rule 10b-5 opinion that will have implications for sponsors of private funds and their placement agents.
United States
16 Apr 2019
2
Failure To Disclose Known Trends Or Uncertainties In Public Filings May Create Liability Under Section 10(b)
On January 12, 2015, the U.S. Court of Appeals for the Second Circuit held in Stratte-McClure v. Morgan Stanley that a failure to make a required disclosure under Item 303 of Regulation S-K in a Quarterly Report on Form 10-Q is an omission that can serve as the basis for a Section 10(b) securities fraud claim if (1) the omission satisfies the materiality requirements outlined in Basic v. Levinson.
United States
2 Mar 2015
3
Supreme Court Of Delaware Finds Fee-Shifting Bylaws Permissible And The Potential Delaware Legislative Response
The Supreme Court of Delaware held that fee-shifting provisions in a non-stock corporation’s bylaws can be valid and enforceable if not enacted for an improper purpose.
United States
13 Jun 2014
Links to Result pages
 
1